Regulatory Compliance Manager

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...

Regulatory Compliance Manager Job Description">We are seeking an experienced Regulatory Compliance Manager to join our team at Top Tier Reps LLC. As a Regulatory Compliance Manager, you will play a key role in ensuring compliance with environmental regulations and laws.">This is a unique opportunity for an individual to work closely with our environmental...

As a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...

We are seeking a Regulatory Compliance Manager to join our team at Macpower Digital Assets Edge. As a Senior Regulatory Affairs Manager, you will be responsible for ensuring regulatory compliance of our cosmetic, OTC, dietary supplement, and device products from brief through launch in North America.The ideal candidate will have over 8 years of experience in...

The ACLU seeks a skilled Regulatory Compliance Manager to join its team in the Corporate Counsel's Office. As a key member of this office, you will be responsible for ensuring compliance with federal, state, and local laws and regulations.This is a hybrid role that requires 2 days per week or 8 days per month in-office presence. You will work closely with...

Brex is a leading AI-powered spend platform that empowers companies to spend with confidence. As our Compliance Manager, you will play a critical role in ensuring compliance with regulatory requirements and internal policies.Job SummaryThis role involves managing compliance activities related to core compliance program processes and frameworks, ensuring Brex...

About the Position:S&P Global Market Intelligence is seeking a seasoned Regulatory Compliance Solutions Manager to join our team. In this role, you will be responsible for driving commercial growth and regulatory compliance across our regulatory compliance solutions portfolio.Key Responsibilities:Develop and execute strategic plans to drive commercial growth...

Company OverviewSia Partners is a leading next-generation management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to clients. With a global footprint in 19 countries, the company has achieved USD 420 million in turnover for the current fiscal year.Job DescriptionWe are seeking an experienced Management...

We are seeking a Compliance and Regulatory Affairs Manager to oversee compliance operations in the assigned state(s). The ideal candidate will have experience in managing day-to-day compliance operations across several locations and multiple TJC accredited offices/facilities.About the RoleThe Compliance and Regulatory Affairs Manager will work closely with...

Athari seeks a seasoned Regulatory Compliance Lead to oversee regulatory approval, submission, and policy processes. This critical role ensures compliance with applicable requirements for all lines of business. Estimated salary: $125,000 - $170,000.ResponsibilitiesContribute to the annual risk assessment, collaborating with Compliance teams, to identify...

We are looking for a highly skilled Compliance Manager to join our team at Brex. In this role, you will be responsible for ensuring compliance with regulatory requirements and internal policies. With 5+ years of experience in compliance management, preferably in financial services, you will develop and enhance the organization's compliance program to align...

Company OverviewRSM US LLP is a leading provider of professional services to the middle market globally. Our purpose is to empower our clients and people to realize their full potential.Job DescriptionWe are seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The role will lead and...

MarketAxess is a leading financial market platform that empowers digital transformation, fostering transparency, efficiency, and competition in the industry. As we continue to expand globally, we seek an experienced Assistant Chief Compliance Officer to join our regulatory compliance team.This key position will report directly to the firm's Chief Compliance...

Responsibilities:Develop and implement the firm's compliance programDesign and operate monitoring/testing plansAssist with onboarding and reviewing investors/providersAdvise the business on regulatory matters

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Company OverviewCrédit Agricole CIB Limited is a leading corporate and investment banking arm of Crédit Agricole Group, with over 8,600 employees across more than 30 countries worldwide. Our team provides a range of products and services to large corporate and institutional clients, including capital market activities, investment banking, structured...

Job Description:Citigroup, Inc. is seeking a highly skilled Regulatory Compliance Specialist to join our team in New York. As a key member of the ICRM department, you will be responsible for overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance...

Job TitleRegulatory Compliance Specialist - Sanctions ProgramJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our sanctions program team. As a key member of our compliance department, you will play a critical role in supporting sanctions programs, conducting reviews, and ensuring regulatory excellence.Key Responsibilities...