Operations Manager

1 week ago


Birmingham, Michigan, United States Oppenheimer & Co. Inc. Full time
Job Overview

Oppenheimer & Co. Inc. is seeking an experienced Operations Manager to join our Branch Office in Birmingham, Michigan. This role is a key part of the branch office management team and reports directly to the Branch Office Manager.

Key Responsibilities
  • Supervise and oversee the day-to-day operations of the branch office, including staff supervision and branch operations functions.
  • Approve operational transactions, such as check issuance and deposits, wire transfers, and journal entries.
  • Develop and implement procedures to ensure timely completion of daily work, including approvals.
  • Manage order room and option approvals, as well as margin inquiries.
  • Provide guidance on policies and procedures to staff.
  • Assist with onboarding Financial Advisors and AML review and compliance.
  • Collaborate with legal and compliance teams on escalated items.
Requirements
  • 3-5 years of industry experience.
  • Series 7 and 63 licenses required.
  • Proven ability to work well with Financial Advisors and office staff.
  • Experience with personnel management and maintaining confidentiality and ethical standards.
  • Ability to work in a fast-paced, highly regulated environment and multitask effectively.

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