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Lead Compliance Strategist

2 months ago


Houston, Texas, United States Gpac Full time

We are seeking a Lead Compliance Strategist for a reputable community bank that fosters a collaborative environment and strong leadership.

Position Overview – Compliance Strategist

The Compliance Strategist is responsible for developing, implementing, and overseeing the Bank's compliance programs in accordance with applicable laws, regulations, and industry standards. This role involves educating relevant personnel, senior management, and the Board of Directors about compliance obligations. The Compliance Strategist will also conduct compliance training for the bank's workforce and liaise with independent compliance auditors and regulatory examiners.

Key Responsibilities

  • Administration of the Compliance Program.
  • Maintain and update the Bank's compliance documentation, leveraging modern technology.
  • Act as the in-house authority to provide compliance guidance to all Bank personnel.
  • Collaborate with management on the development of new products and modifications to existing offerings.
  • Review and revise policies and procedures under the direction of senior management and the Board of Directors.
  • Coordinate the annual compliance audit process.
  • Work with management to address compliance deficiencies and enhance operational efficiencies.
  • Evaluate advertisements and new products for compliance adherence.
  • Oversee the Bank's BSA Officer and manage the BSA Policy and program.
  • Serve as the Bank's CRA officer.
  • Conduct compliance testing across all Bank operations.
  • Regularly review compliance activities, issues, and regulatory updates with the Bank's Board of Directors.
  • Oversee and implement training programs for employees and directors.
  • Perform additional duties as assigned.

To be considered for this role, please submit your resume. All qualified candidates will receive equal consideration without regard to race, age, color, sex (including pregnancy), religion, national origin, disability, sexual orientation, gender identity, marital status, military status, genetic information, or any other status protected by applicable laws or regulations.

GPAC (Growing People and Companies) is a distinguished search firm specializing in placing top-tier professionals across various industries throughout the United States since 1990. We pride ourselves on being competitive, client-focused, and committed to delivering the right solutions at the right time.