Compliance Testing Specialist

3 weeks ago

Salt Lake, Utah, United States WebBank Full time
About WebBank

WebBank is a Utah chartered Industrial Bank headquartered in Salt Lake City, Utah. As "The Bank Behind the Brand", WebBank is a national issuer of consumer and small business credit products through Strategic Partner platforms, which include retailers, manufacturers, finance companies, software as a service (SaaS) and financial technology (FinTech) companies.

The Bank is a leading player in the digital lending space, driving innovation in financial products through embedded finance with Strategic Partner platforms.

WebBank engages in a full range of banking activities including consumer and commercial loan products, revolving lines of credit, credit cards, private-label card issuance, auto-refinancing and more.

The Bank provides capital in the form of asset-backed lending and other credit facilities to Strategic Partner platforms, credit funds, and other lenders with a targeted focus on specialty finance assets.

The Bank is also a leading provider of commercial insurance premium finance products through its wholly owned subsidiary National Partners and Security Premium Finance, a wholly owned subsidiary of National Partners.

Job Summary

This position will report to the Vice President of Compliance Testing and Monitoring and will be responsible for assisting with WebBank's compliance oversight of commercial and consumer lending programs.

This position requires performing day-to-day compliance testing activities related to WebBank and Strategic Partner Programs and other projects as assigned.

Key Responsibilities
  1. Perform assigned monitoring and testing of WebBank and Strategic Partner Program business practices, policies, procedures, loan pricing, origination software systems, marketing materials, customer correspondence, program documents, disclosures, etc. for compliance with federal and state laws and regulations and WebBank requirements
  2. Review and ensure evidence documentation of assigned Regulation testing and monitoring
  3. Assist Compliance Managers with the preparation of reports for monitoring and testing results and validation of corrective action plans
  4. Provide support to Compliance team for other compliance-related information and activities related to internal projects and initiatives of Strategic Partner Programs
  5. Stay abreast of federal and state regulatory changes related to consumer and commercial lending
  6. Collaborate with Compliance Managers and help teams on key developments related to regulatory compliance and assess the impact of those developments to WebBank and Strategic Partner Programs
  7. Participate in the planning and execution of on-site reviews of Strategic Partner Programs
  8. Must be willing to travel up to 10%
  9. Assist in the refinement of compliance monitoring and testing programs
  10. Review procedures and process maps and validate that Strategic Partners are in compliance with Federal and State regulations.
  11. Perform transaction testing, system-assisted testing, live testing and policy and procedure testing using Microsoft Excel tools like basic formulas, pivot table, what if statements, V-look ups, etc.
  12. Update the bank's internal system of record after assigned monitoring and testing are completed.
  13. Provide best practices to Compliance Managers based on trend analysis and observations from other Strategic Partner Monitoring and Testing results.
Requirements
  1. Bachelor's degree and/or minimum of 3 years of regulatory compliance monitoring and testing experience, audit, or control testing in financial services.
  2. Experience in a bank or other financial services environment.
  3. Working knowledge of federal and state lending laws and regulations such as Regulation Z, Regulation B, UDAAP, CAN-SPAM, FDCPA, etc.
  4. Excellent ability to understand and apply state and federal legal and regulatory requirements.
  5. Advanced in Word, Excel, PowerPoint.
  6. Strong written and oral communication skills.
  7. Strong self-confidence, good judgment and the ability to make sound decisions.
  8. Ability to interface effectively with all levels of management and other internal departments.
  9. Ability to handle a fast-paced environment with minimum supervision and successfully meet established project deadline requirements.
Preferred Qualifications
  1. Professional certification (CIA, CISA, AAP, etc.).
  2. CRCM designation.
Company Perks

WebBank offers a range of benefits to its employees, including:

  1. Flexible work options -Flexible work-from-home opportunities and other hybrid workplace options are available
  2. Paid Time Off (PTO) -Generous paid time off plus paid parental leave
  3. Health insurance -Plans include an employer paid medical option, dental and vision coverage, plus we offer health savings accounts
  4. 401(k) -WebBank matches up to the first 6 percent of employee contributions and both the employee's contributions and WebBank's match are fully vested immediately
  5. Life and Disability Insurance -Life insurance and long and short-term disability insurance plans are 100% employer paid
  6. Tuition Reimbursement -WebBank provides reimbursement for classes needed to obtain certain degrees, up to $5,250 per academic year

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