Regulatory Affairs Analyst
3 days ago
Banco de Credito e Inversiones is a leading financial institution that values innovation and excellence. We are seeking a talented Regulatory Compliance Analyst to join our team and contribute to our success.
This role offers a challenging and dynamic work environment, with opportunities for professional growth and development. The successful candidate will have the ability to work independently, use discretion to assess risk-based priorities, and provide guidance to stakeholders.
Key Responsibilities:
- Support Chief Compliance Officer in preparing Compliance Operating Committee presentations, minutes, and dashboard.
- Monitor registered representatives onboarding processes and ensure adherence to company policies and procedures.
- Analyze and present data in a meaningful way to identify problems, trends, and opportunities.
- Develop reports and implement technological tools to create efficiency.
Requirements:
- At least 2 years of experience in Finance, Operations, Data Analytics, or Compliance.
- Strong technical background required to function in a highly digital environment of an entirely paperless operation.
- Knowledge of data analytics and/or experience in different areas of a broker-dealer business a plus.
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