Senior Compliance Manager, Bank Partnerships

4 weeks ago

New York, New York, United States Brex Full time
Compliance Role at Brex

At Brex, we're reimagining the financial system in a highly regulated environment. Our Compliance team plays a critical role in helping the company grow responsibly. As a Senior Compliance Manager, you will oversee the development, implementation, and management of key elements of the compliance program at Brex.

Responsibilities
  • Act as the primary point of contact for bank partners and auditors, coordinating and tracking requests, and facilitating access to necessary information and documentation.
  • Prepare and provide audit materials, including compliance reports, documentation, and evidence of adherence to regulatory requirements.
  • Address audit findings and recommendations, developing, implementing, and tracking action plans to resolve issues and improve compliance practices.
  • Stay updated on relevant regulations, industry standards, and best practices affecting bank partnerships and audit processes.
  • Prepare regular reports on compliance status, audit findings, and action plans for senior management.
  • Collaborate with other areas of the Compliance team, as well as Risk Operations and other departments to ensure a cohesive approach to compliance and audit management.
  • Foster strong working relationships with banking partners and external auditors to support effective compliance and audit processes.
  • Maintain accurate and up-to-date documentation related to compliance activities, external audits, and bank partnership agreements.
  • Ensure that all compliance and audit records are organized and accessible for review and reference.
  • Manage the implementation of workflow tools to support the tracking of bank Partnerships and external audits.
  • Manage due diligence and other requests related to new bank partnerships.

Requirements
  • 7+ years of experience in regulatory compliance in the financial industry.
  • Proven experience in compliance management, audit support, or risk management, preferably within banking, financial services, or fintech.
  • 3+ years of experience managing internal stakeholders.
  • Excellent project management and problem-solving skills with a strong knowledge of financial regulations.
  • Exceptional communication and interpersonal skills, with the ability to collaborate effectively with bank partners, external auditors, and internal teams.
  • Detail-oriented with strong organizational and project management abilities.
  • Proficiency in implementing or leveraging compliance project management workflow tools is a plus.
  • Cultural sensitivity.
  • An eye for detail.
  • A hands-on approach, concise and straightforward style.
  • A love for collaboration, teamwork, and delivering excellence.
  • Must be willing to work in office 2 days per week on Wednesday and Thursday.

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