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Larson Maddox is seeking a seasoned Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business. The ideal candidate will have a strong background in Compliance Testing, with a focus on Volcker rule testing. The role will involve devising and delivering the firm's annual Compliance Testing program, leading specialist testing engagements, and working with senior business leaders to remediate gaps arising from Compliance Testing. The successful candidate will have a minimum of 5+ years of relevant Compliance Testing experience, excellent working knowledge of regulations governing the Broker Dealer space, and exceptional interpersonal skills. The firm offers a dynamic and challenging work environment, with opportunities for professional growth and development. If you are a motivated and experienced Compliance professional looking for a new challenge, please apply.