Senior Vice President, Employee Investigations and Risk Management

4 weeks ago


San Diego, California, United States LPL Financial Full time
Job Summary

The Senior Vice President, Employee Investigations and Risk Management, plays a critical role in shaping the work environment by fostering positive relationships between the organization and its employees. This position is responsible for developing and implementing strategies, policies, and practices that promote a culture of respect, fairness, and open communication.

Key Responsibilities
  • Develop and implement an Employee Investigations strategy
  • Formulate a comprehensive strategy and approach for managing HR investigations, including technology platform and tools, to support a positive work environment
  • Partner with Employment Law and Regulatory Legal teams on HR investigations
  • Lead the design and implementation of a robust employee compliance and risk management strategy
  • Oversee and develop compliant immigration policies and procedures
  • Monitor and evaluate employee investigations, risk, and compliance metrics and trends
Requirements
  • Minimum of 10 years' experience in Investigations, Compliance, and Risk Management or related experience
  • Strategic thinking and ability to develop long-term approaches to complex workforce relations challenges
  • Expertise in employment/labor laws, regulations, and industry best practices
  • Strong interpersonal skills and ability to build and maintain effective relationships with stakeholders
Why LPL?

LPL Financial is a leading independent broker-dealer that provides an integrated platform of proprietary technology, brokerage, and investment advisor services. We offer a work environment that encourages creativity and growth, a leadership team that is supportive and responsive, and the opportunity to create a career with no limits.



  • San Diego, California, United States LPL Financial LLC Full time

    The Senior Vice President of Employee Investigations and Compliance plays a pivotal role in shaping the work environment by fostering positive relationships between the organization and its employees.This position is responsible for developing and implementing strategies, policies, and practices that promote a culture of respect, fairness, and open...


  • San Francisco, California, United States PGMTEK Inc. Full time

    Job Title: Senior Vice President CRE Relationship ManagerPGMTEK Inc. is seeking a highly skilled Senior Vice President CRE Relationship Manager to join our team.Job Summary:The Senior Vice President CRE Relationship Manager will be responsible for developing CRE businesses of the Bank. This includes fully understanding the competition status of the market...


  • San Diego, California, United States SOLV Energy Full time

    Job Title: Senior Vice President of ProcurementJob Summary:The Senior Vice President of Procurement will play a crucial role in overseeing and optimizing the procurement process at SOLV Energy. Reporting directly to the COO, this leadership position requires a seasoned professional with extensive experience in procurement, supply chain management, and vendor...


  • San Francisco, California, United States HSBC Full time

    Job Title: Vice President, Credit OfficerAt HSBC, we're committed to delivering exceptional customer experiences and driving growth through innovation. As a Vice President, Credit Officer, you'll play a critical role in managing credit risk and providing decisioning for Commercial Banking Innovation Banking.Key Responsibilities:Manage credit risk and provide...


  • San Diego, California, United States Command Investigations Full time

    Job OverviewCommand Investigations is seeking a highly skilled Senior Investigative Specialist to join our team. As a key member of our SIU team, you will be responsible for conducting thorough investigations, gathering evidence, and writing detailed reports. Key Responsibilities:Conduct in-person recorded statements and scene investigationsWrite...


  • San Rafael, California, United States EAH Housing Full time

    About the Role:This is an exciting opportunity to join EAH Housing as a Senior Vice President, Real Estate Management. As a key member of our leadership team, you will be responsible for overseeing the creation and monitoring of division goals and scorecards that align with our corporate strategic goals.Key Responsibilities:Strategic Planning: Develop and...


  • San Diego, California, United States Liberty Military Housing Full time

    Job Title: Vice President of AccountingAbout the Role:We are seeking a highly skilled and experienced Vice President of Accounting to join our team at Liberty Military Housing. As a key member of our leadership team, you will be responsible for supporting the accounting operations, including the ongoing development and monitoring of control systems designed...


  • San Francisco, California, United States 5H0 Hub International Limited Full time

    About 5H0 Hub International Limited:HUB International Limited is a leading insurance broker that advises businesses and individuals on how to prepare for the unexpected. Our focus is dedicated to providing our customers with the peace of mind that what matters most will be protected through unrelenting advocacy and tailored insurance solutions that put our...


  • South San Francisco, California, United States BioSpace, Inc. Full time

    Job Title: Vice President of FinanceAlumis Inc. is seeking a highly skilled Vice President of Finance to oversee the financial health of the organization, provide strategic financial leadership, and ensure robust financial planning, analysis, and reporting.Job Summary:The Vice President of Finance will be responsible for overseeing the financial operations...


  • San Francisco, California, United States LightHouse for the Blind and Visually Impaired Full time

    Job Title: Vice President of FinanceJoin the LightHouse for the Blind and Visually Impaired team as we seek a highly skilled and experienced Vice President of Finance to lead our financial operations. As a key member of our executive leadership team, you will be responsible for developing and implementing financial strategies to support our organizational...


  • San Juan Capistrano, California, United States Emerald Services Full time

    Job Title: Vice President, Applications and ComplianceEmerald Services is seeking a highly experienced and strategic leader to serve as Vice President, Applications and Compliance. This role will oversee the development, implementation, and management of enterprise IT applications, ensuring compliance with regulatory standards and internal policies.Key...


  • San Francisco, California, United States Doctor On Demand Full time

    Senior Vice President, Financial Planning & AnalysisAt Doctor On Demand, we're seeking a seasoned Senior Vice President of Financial Planning & Analysis to drive our financial performance and support business growth. As a strategic financial leader, you'll partner with our executive leadership team to develop and implement financial strategies that align...


  • San Diego, California, United States Atlas Venture Full time

    Job Title: Vice President of QualityAt Kailera Therapeutics, we are seeking a highly experienced and skilled Vice President of Quality to join our team. As a key member of our leadership team, you will be responsible for developing, leading, and overseeing our quality organization, ensuring compliance with international regulatory standards and driving...


  • San Jose, California, United States D. Hilton Associates, Inc. Full time

    Job SummaryD. Hilton Associates, Inc. is seeking a highly skilled and visionary Senior Vice President of Technology to join our leadership team. The ideal candidate will have extensive experience in IT infrastructure and information security, be adept at keeping up with industry trends, and demonstrate forward-thinking regarding technology. Strong...


  • San Francisco, California, United States Gap Inc. Full time

    About the RoleWe are seeking a visionary leader to drive our technology strategy and execute it in alignment with business objectives. This role will be central in driving the shift towards a platform strategy and SaaS model, modernizing our legacy systems, and supporting business process transformation. The Senior Vice President will own the enterprise and...


  • San Diego, California, United States axosbank Full time

    About This RoleWe are seeking a highly skilled and experienced Senior Vice President to lead our Collateral team. As a key member of our leadership team, you will be responsible for managing and providing daily oversight of the Portfolio Management team, focusing on continuous monitoring of the Bank's performing loan portfolio.You will be responsible for...

  • Tax Vice President

    3 weeks ago


    San Francisco, California, United States Seegers & Associates Full time

    Seegers & Associates Tax Vice President Job DescriptionThis is a pivotal role with a leading private equity firm. Our client is seeking a highly skilled and experienced Tax Vice President to join their team.You will be responsible for overseeing all aspects of tax planning, compliance, and strategy for the firm and its portfolio companies.This role requires...


  • San Diego, California, United States LPL Financial Holdings, Inc. Full time

    Job Overview:The Vice President, Strategic Account Manager will be responsible for managing Enterprise offices and top producing advisors associated with the Enterprise. The VP will report to the SVP of Enterprise Relationship Management. The focus of the Vice President, Strategic Account Manager will be on managing, growing and retaining his/her Enterprises...


  • San Jose, California, United States San Jose State University Full time

    Job SummaryThe Associate Vice President of Budget Planning and Financial Management is a key leadership position that assists the Senior Associate Vice President for Finance in planning, creating, and administering the $750 million campus budget. This includes overseeing the campus operating budget, auxiliary capital budget, and debt program. The successful...


  • San Rafael, California, United States EAH Housing Full time

    OverviewEAH Housing is seeking a highly experienced Senior Vice President of Real Estate Management to join our team in San Rafael, CA. This is a hybrid remote position that requires a strong background in real estate development and management.ResponsibilitiesOversee the creation and monitoring of division goals and scorecards that align with corporate...