Senior Compliance Officer

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong reputation in the...

Job Title: Senior Compliance OfficerJoin the StoneX Group as a Senior Compliance Officer and play a critical role in ensuring the firm's fixed income activities comply with regulatory requirements. As a key member of the Fixed Income Division, you will be responsible for monitoring and evaluating the firm's compliance with relevant laws and regulations.Key...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management...

Job Title: Senior Compliance OfficerAres Management Corporation is seeking a highly skilled Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key Responsibilities:Develop and maintain a deep understanding of SEC...

Job DescriptionAres Management is seeking a seasoned Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will focus on creating and implementing the Firm's Registered Investment Adviser program, with a strong emphasis on compliance with complex regulatory regimes.Key ResponsibilitiesCollaborate with the...

Job DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...

Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Officer to join our team. As a key member of our Compliance and Control department, you will be responsible for ensuring that our Swap Dealer entities comply with all relevant regulations and laws.Key ResponsibilitiesDesign and implement effective compliance programs and policies to...

Job Title: Senior Compliance OfficerJoin Sumitomo Mitsui Banking Corporation as a Senior Compliance Officer and play a critical role in ensuring the company's compliance with regulatory requirements. As a key member of the Advisory Compliance team, you will provide regulatory and compliance advice to business units, identify and provide training, and conduct...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our Compliance department in our New York Branch. As a key member of our team, you will be responsible for ensuring our compliance with applicable laws, rules, and regulations.Key ResponsibilitiesDevelop and maintain compliance policies and procedures to ensure adherence to...

About FaireFaire is a leading online wholesale marketplace that empowers independent retailers to succeed in a rapidly changing retail landscape.Our mission is to level the playing field for small businesses by providing them with the tools and resources they need to compete with larger retailers.Job SummaryWe are seeking a highly skilled Senior Compliance...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our Compliance department in our New York Branch. As a key member of our team, you will be responsible for ensuring our compliance with applicable laws, rules, and regulations.Key ResponsibilitiesDevelop and maintain compliance policies and procedures to ensure adherence to...

Job Title: Compliance Officer SeniorCity National Bank is seeking a highly skilled Compliance Officer Senior to join our team. As a key member of our compliance program, you will be responsible for managing and maintaining assigned areas of the compliance program, including monitoring business area compliance with applicable laws and regulations, ensuring...

About the RoleWe are seeking a highly skilled Senior Compliance Officer to join our Compliance department in our New York Branch. As a key member of our team, you will be responsible for ensuring our compliance with applicable laws, rules, and regulations.Key ResponsibilitiesDevelop and maintain compliance policies and procedures to ensure compliance with...

Job SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team at TD Bank. As a key member of our compliance department, you will be responsible for managing regulatory examinations, providing guidance and expertise on regulatory requirements, and assisting business units in managing their regulatory risk.Key Responsibilities:Manage...

Job SummaryServes as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk...

Job Title: Compliance SpecialistWest Side Federation for Senior and Supportive Housing is seeking a highly skilled Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the organization's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the completion of regular...

Senior Compliance ProfessionalA reputable asset management firm, Tandym Group, based in New York City, is seeking an experienced Senior Compliance Professional to join their dedicated team in Manhattan.Key Responsibilities:Develop and implement comprehensive compliance strategies to ensure regulatory adherence and prevent violations across internal...

{"title": "Senior Compliance Professional", "subtitle": "Join Cardea Group", "content": "Cardea Group is seeking a highly skilled Senior Compliance Professional to join our team. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance program is robust and effective in addressing evolving regulatory...

Job Title: Compliance OfficerMillennium Management Corp is seeking a highly skilled Compliance Officer to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the Firm's global Quantitative Trading Compliance program is effective and compliant with regulatory requirements.Key Responsibilities:Assist in the...

Job Title: Senior Global Data Protection and Compliance OfficerPendo is a leading software company on a mission to improve society's experience with software. We're seeking a highly skilled Senior Global Data Protection and Compliance Officer to join our team.Job Summary:The Senior Global Data Protection and Compliance Officer will be responsible for leading...