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Strategic Plan Services Director
2 months ago
ADP is seeking a highly skilled and experienced Strategic Plan Services Executive to lead our Registered Investment Advisor (RIA) affiliate, ADP Strategic Plan Services (SPS). As President of SPS, you will be responsible for providing strategic direction and oversight for the RIA, which serves over 70,000 clients with $20.8 billion in assets under management.
Key Responsibilities:- Leadership Strategy: Oversee the strategic direction and operations of ADP Strategic Plan Services, ensuring compliance with industry regulations and standards.
- Investment Fiduciary Services: Lead the development and management of investment strategies for defined contribution 401(k) retirement plans, ensuring fiduciary responsibilities are met in accordance with ERISA and other regulatory requirements.
- Team Leadership: Lead, mentor, and develop a high-performing team, fostering a culture of excellence and collaboration.
- Board Membership or Officer: Serve as a board member or officer for other regulated entities within ADP Retirement Services, providing strategic insights and governance to ensure regulatory compliance and operational excellence.
- Education: Bachelor's degree in finance, Business Administration, or a related field (Master's degree preferred).
- Experience: Minimum of 12 years of people leadership experience, with a proven track record of leadership and strategic management in a similar role.
- Licenses: Required to hold or obtain the following securities licenses: SIE, series 6, and 63 within 60 days and obtain series 26 within an additional 30 days.
- Skills: In-depth knowledge of ERISA and other relevant regulatory frameworks, excellent communication and interpersonal skills, with the ability to build strong client relationships and lead high-performing teams.
- Law degree: Specializing in ERISA is a plus.
- Professional certifications: Professional investment-related certifications such as CMFC, CFA, CFP, or similar are highly desirable.
- Industry knowledge: In-depth knowledge of ERISA and other relevant regulatory frameworks.
ADP is committed to an inclusive, diverse, and equitable workplace, and is further committed to providing equal employment opportunities regardless of any protected characteristic. We expect our people to uphold our values with the highest level of integrity and behave in a manner that fosters an honest and respectful workplace.
