Senior Treasury Audit Specialist

4 weeks ago


Hicksville, New York, United States Flagstar Bank Full time

Job Summary

The Senior Internal Audit Auditor will assist the Audit Manager in the preparation of audit documents, including audit engagements, planning memorandums, preliminary opening discussion documents, audit programs, and wrap-up documents in assigned vertical. This position will assess policies, procedures, and supporting processes to ensure compliance with regulatory requirements.

Audit Fieldwork

  • Execute fieldwork, conduct data requests and analysis, document audit testing and work papers in compliance with IIA professional standards and the Flagstar IA methodology.
  • Review results with management and assist in communications on the systems of internal controls to ensure that internal controls are adequate and effective, comply with internal policies and procedures, agency guidelines, and applicable statutes, regulations, and regulatory requirements.
  • Research potential issues or concerns and make recommendations to improve processes and address risk accordingly.

Audit Planning & Reporting

  • Assist in activities related to coordination of audit communications throughout the audit, including status update meetings and exit meetings.
  • Perform wrap-up activities, including clearing of review notes and assisting in draft of findings, observations, and audit reports.

Issue Follow-up

  • Research issues and make recommendations on lessons learned and retrospectives on work completed.

Data Analytics

  • Work with Lead/Senior Auditor, management, and IT/data analytics team members to plan to maximize opportunities for data analytics, automation, and/or continuous monitoring.

Additional Accountabilities

  • Perform special projects and additional duties and responsibilities as required.
  • Consistently adhere to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings.

Job Requirements

  • Education level required: Undergraduate Degree (4 years or equivalent) in Accounting, Finance, or related field.
  • Five years' experience with focus on one of the following audit areas dependent on assigned specialty - Financial Audits, Treasury Audits, Risk Management Audits, BSA Compliance, Corporate Services, Mortgage Lending, Retail Banking, or Commercial Lending.

Preferred Qualifications

  • CIA, CRCM, CFE, CAMS, CPA, CRMA, or CICA certification preferred.
  • Experience in financial services or other highly regulated industry experience is preferred.

Job Competencies

  • Comprehensive knowledge of banking, accounting, and internal controls and the ability to apply knowledge in an audit function.
  • Knowledge of bank/corporate operating policies and procedures and Federal and State regulations.
  • Proficient in the use of Microsoft Office applications.
  • Strong interpersonal communication skills (written & verbal).
  • Strong quantitative and analytical skills.
  • Strong organizational skills.
  • Strong critical thinking skills.
  • Ability to mentor junior staff.
  • Ability to work well with various levels of management.

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