Sales Executive, Trading Compliance Specialist

About the RoleWe are seeking an experienced Sales Executive to join our team at FIS. As a Sales Executive, you will be responsible for uncovering new business sales opportunities and scheduling meetings for our suite of risk, order management, market access, and data analytics solutions in North America.You will be part of a team of self-motivated,...

Job OverviewWe are seeking a highly skilled Trading Operations Specialist, Alternative Trading System to join our team at Moomoo. This role is responsible for providing technical support, system management, and operational leadership for our trading systems.The ideal candidate will have a strong understanding of Alternative Trading Systems, system...

About MoomooMoomoo is a leading financial services company that operates under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.Key EntitiesFutu Clearing Inc: An SEC...

Job Description:Jobs for Humanity is collaborating with FIS Global to build an inclusive and just employment ecosystem, and we are seeking an experienced Sales Executive to join our team. This role will involve uncovering new business sales opportunities and scheduling meetings for our suite of risk, order management, market access, and data analytics...

Citi Equities Technology organization is seeking a senior technologist to drive the global architecture & technology delivery of its E-Trading Client Connectivity & OMS platform.This strategic system provides access to Citis Equities trading platform for thousands of clients worldwide.The senior technologist in this role will be responsible for ensuring...

Job Title: Senior Trade Support SpecialistLocation: Remote/HybridPosition Type: Contract, possible temp-to-permDuration: 6+ monthsRate: $50.00/hrResponsibilities:Lead and participate in client onboarding processes, including user acceptance testing, internal and external setup, and go-live calls.Resolve trade discrepancies on T and post-T with internal and...

Job SummaryCitigroup is seeking a highly skilled Compliance Risk Management Specialist to join our team. As a key member of our Independent Compliance Risk Management (ICRM) team, you will be responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in developing,...

Job SummaryThe Trade Finance Letter of Credit Document Checker is responsible for ensuring the accuracy and efficiency of document examination under letters of credit. This role requires a deep understanding of international trade documents, UCP 600, ISBP, and other related regulations to ensure compliance and mitigate risks associated with international...

Job Summary:The Trade Finance Letter of Credit Document Checker is responsible for the accurate and efficient examination of documents presented under letters of credit. This role requires a thorough understanding of international trade documents, UCP 600, ISBP, and other related regulations to ensure compliance and mitigate risks associated with...

About the RoleSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Trade Reporting Analyst, you will be responsible for ensuring compliance with regulatory requirements for OTC derivatives trading.Key ResponsibilitiesMonitor and remediate trade reporting issues for CFTC-regulated OTC...

Job DescriptionJob Title - Operations Specialist TP DTC StlmtJob Location - Stratford Solutions Inc.Job SummaryThe Operations Specialist – DTC Settlements is directly responsible for specialized functions within Trade Processing, including the processing and settling of security trades settling at DTC. This would include activities such trade settlement,...

The Cash and Trade Procurement Specialist is a key role responsible for ensuring the accuracy and timeliness of transactions in coordination with the Transaction Services team.This specialist will apply in-depth knowledge to contribute to the development of new techniques and processes for cash management, resolving complex process problems and providing...

About the RoleThe Kohler Sales Management Trainee Program is an accelerated, entry-level position designed to prepare you for advanced opportunities in various career tracks such as Sales, Marketing, Management, and Supply Chain. As a member of this program, you will be a key driver in the aggressive growth strategy of our Retail Team, and you will be...

Regulatory Reporting ManagerMadison-Davis, LLC is seeking a highly experienced Regulatory Reporting Manager to oversee daily and monthly regulatory filings, ensuring compliance with all swap dealer financial regulatory requirements. The ideal candidate will have 8+ years of experience with CFTC Swap Dealer Regulatory Reporting and a deep understanding of...

About MoomooMoomoo is a leading financial services company that operates at the forefront of innovation, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around revolutionizing the investing landscape through a digitized brokerage and...

About the JobA fast-growing software developer with a global presence seeks a skilled Regional Sales Manager to join their team. The ideal candidate will focus on providing intelligent performance management solutions that simplify and accelerate the discovery, diagnosis, and resolution of service performance issues in virtual, cloud, and physical service...

Job SummaryWe are seeking a highly skilled Compliance Independent Assessment Officer to join our team at Citigroup Inc. This role is responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing and reporting programs in accordance...

Serves as a key member of the Independent Compliance Risk Management (ICRM) team responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Responsible for performing independent testing activities to assess the design and effectiveness of key controls designed to address compliance risks;...

Job DescriptionLenmar Consulting seeks a seasoned Compliance Testing Specialist to join our team. The ideal candidate will possess a strong background in regulatory requirements, processes, and controls, with a focus on U.S. securities, commodities, and banking regulations.Key Responsibilities:Apply knowledge of rules and regulations to various trading and...

About Mitsubishi Tanabe Pharma AmericaMitsubishi Tanabe Pharma America is a U.S. subsidiary of Mitsubishi Tanabe Pharma Corporation in Japan, with a storied reputation spanning over 300 years. Our parent company is a research-driven pharmaceutical company that has tirelessly pursued medical breakthroughs with global reach.We have discovered and produced...