Client Advisory Associate

2 weeks ago


Sarasota, Florida, United States Cetera Investment Services LLC Full time

The role of a Financial Planning Associate at Cetera Investment Services LLC encompasses delivering financial guidance, strategic advice, and investment management services to both individual and corporate clients. In this position, you will evaluate client portfolios and financial aspirations, offering insights for achieving their financial objectives.

Key Responsibilities:

  • Expanding and nurturing a clientele for wealth management services
  • Analyzing client data to recommend appropriate financial products
  • Providing clients with insights on product benefits and potential risks
  • Fostering client relationships and identifying opportunities for additional services
  • Ensuring adherence to regulatory standards and company policies

Qualifications:

  • Possession of FINRA Series 7, 63 and 65 or FINRA Series 7, 66 certifications
  • Life & Health Insurance license is required
  • Demonstrated sales and business development expertise
  • A minimum of 2 years of experience in a client-facing advisory role
  • A bachelor's degree is preferred

Cetera Investment Services LLC is dedicated to fostering professional and personal growth among its employees. As a Financial Advisor, you will benefit from comprehensive training and support designed to enhance your success in this role.


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