Senior Counsel, Senior Manager

3 weeks ago


Dinan, Bretagne, United States Capital One Full time

Job Summary:

Capital One is seeking an attorney to join its Capital Markets Legal team. The successful candidate will provide business, transactional, and regulatory counsel support on capital markets transactions.

Key Responsibilities:

  • Execute documentary and business diligence processes in support of capital markets transactions and securities offerings.
  • Provide legal guidance on derivatives and payments matters, including collateral operations, derivatives hedging programs, international payments, and swap dealer.
  • Collaborate with business partners to maintain unsecured and securitization funding platforms.
  • Advising on SEC filings such as securitization 10-Ks, 10-Ds, and ABS-15Gs.
  • Managing the drafting, negotiation, and execution of redemption documents and other documents relating to capital markets functions.
  • Implementing and monitoring repeatable, controlled processes for capital markets transactions.
  • Counseling and advising Corporate Treasury on the impact of changes in laws and regulations.
  • Interpreting and providing guidance on existing agreements and obligations.
  • Providing strategic legal advice on complex and novel issues.
  • Supervising process-oriented work of other legal professionals.
  • Managing and coordinating outside counsel.

Requirements:

  • Juris Doctorate from an accredited law school.
  • Active member in good standing of at least one state bar.
  • At least 4 years of experience in a law firm, in-house legal department, or a combination with a focus on financial transactions.

Preferred Qualifications:

  • 5+ years of experience supporting capital markets transactions within the financial services industry.
  • Knowledge of Regulation AB and other laws and regulations applicable to asset-backed securities.
  • Knowledge of derivatives transactions and legal documentation, including CFTC regulations relating to swap dealers.


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