Senior Litigation and Regulatory Compliance Attorney

5 days ago


Salt Lake, Utah, United States Denovo Review Full time
Job Overview

Denovo Review is seeking a seasoned Senior Litigation and Regulatory Compliance Counsel to spearhead the company's legal strategy in a highly regulated environment. As a key member of the legal team, you will be responsible for managing complex litigation cases, providing strategic regulatory advice, and ensuring compliance with federal and state securities laws.

Key Responsibilities
  • Litigation Management
    • Lead and manage complex litigation cases, including business disputes, securities law, and regulatory compliance matters.
    • Represent clients in mediation, arbitration, trial, and appellate processes.
    • Develop and execute litigation strategies, ensuring thorough understanding of the facts and legal issues involved.
    • Provide honest and practical advice to clients throughout the litigation process.
  • Regulatory Compliance
    • Advise clients on compliance with federal and state securities laws and their impact on broker-dealers, investment advisers, and public companies.
    • Design and implement compliance policies, written supervisory procedures, and anti-money laundering programs in line with the Bank Secrecy Act.
    • Conduct internal investigations and implement remediation programs for clients.
    • Assist clients with inquiries, examinations, and enforcement actions from the SEC, FINRA, and state securities divisions.
  • Client Engagement
    • Develop strong relationships with clients, understanding their practical and operational needs to provide tailored legal solutions.
    • Communicate effectively with clients, providing clear and concise advice on complex legal matters.
    Qualifications
    • Juris Doctor (J.D.) from an accredited law school.
    • Admitted to practice law in Utah.
    • Minimum of 10 years of experience in litigation, with a focus on business disputes, securities law, and regulatory compliance.
    • Proven track record of successful litigation outcomes and effective client representation.
    • Strong organizational skills and attention to detail.
    • Excellent written and verbal communication skills.
    • Ability to work independently and as part of a team.
    Preferred Qualifications
    • Recognized practitioner in litigation or securities law by leading legal directories.
    • Experience serving as general counsel or in-house counsel for a financial services firm.
    • Active involvement in professional organizations related to securities law and compliance.


  • Salt Lake, Utah, United States Kipp and Christian, P.C. Full time

    Job OpportunityAre you a skilled and ambitious attorney looking to take your career to the next level? Kipp and Christian, P.C. is seeking a talented Senior Litigation Attorney to join our team. As a trial lawyer, you will have the opportunity to work on high-profile cases, develop your skills, and make a real impact in the legal...


  • Salt Lake, Utah, United States Gpac Full time

    {"title": "Litigation Attorney Opportunity", "content": "OverviewGpac is seeking a highly skilled Litigation Attorney to join our team in Salt Lake City. As a key member of our litigation team, you will have the opportunity to manage a broad spectrum of matters, including propounding and responding to discovery, taking and defending depositions, and...

  • Litigation Attorney

    2 weeks ago


    Salt Lake, Utah, United States CyberCoders Full time

    Job Title: AttorneyWe are seeking a highly skilled Litigation Attorney to join our team at CyberCoders. As a Litigation Attorney, you will be responsible for handling day-to-day tasks associated with litigation, including preparation of pleadings, memoranda of law, written discovery, and motions.Key Responsibilities:Organize and lead case strategy...


  • Salt Lake, Utah, United States Gpac Full time

    About the OpportunityWe are seeking a highly skilled and motivated Attorney to join our Commercial/Civil Litigation team. As a key member of our team, you will have the opportunity to manage your own caseload and work closely with our experienced partners to deliver exceptional results for our clients.ResponsibilitiesPropound and respond to discovery,...

  • Litigation Attorney

    2 weeks ago


    Salt Lake, Utah, United States Jobot Full time

    About the RoleWe are seeking a highly skilled Litigation Partner to join our team at Jobot. As a key member of our commercial litigation practice, you will work closely with clients to provide them with exceptional legal representation and counsel.ResponsibilitiesOversee all aspects of litigation cases from inception to resolutionProvide legal advice and...

  • Litigation Attorney

    2 weeks ago


    Salt Lake, Utah, United States Richards Brandt Miller Nelson Full time

    Job OpportunityRichards Brandt Miller Nelson is seeking a litigation associate attorney to join our team. The ideal candidate will have at least 0-4 years of experience in litigation and a broad practice interest.Key ResponsibilitiesManage cases, including discovery, research, and motion practiceWork independently, be detail-oriented, and possess strong...


  • Salt Lake, Utah, United States JBA International Full time

    Commercial Litigation Associate AttorneyWe are seeking a highly skilled Commercial Litigation Associate Attorney to join our Salt Lake City office. As a key member of our team, you will be responsible for handling complex litigation matters and providing exceptional legal services to our clients.Key Responsibilities:Assist in the preparation and trial of...


  • Salt Lake, Utah, United States Jobot Full time

    Employment Litigation Attorney OpportunityWe are seeking an experienced Employment Litigation Attorney to join our team at Jobot. As an Employment Attorney, you will represent businesses, employers, and human resource professionals in various Utah employment law and labor litigation matters.Key Responsibilities:Represent clients in employment disputes,...

  • Litigation Attorney

    5 days ago


    Salt Lake, Utah, United States Gordon Rees Scully Mansukhani, LLP Full time

    Join Our Team of Experienced LitigatorsWe are seeking highly skilled litigators to join our Salt Lake City, Utah office. As a member of our team, you will have the opportunity to work on complex cases and develop your skills in writing, analysis, and research.Requirements:1-3 years of experience in litigationExcellent academic backgroundProven skills in...

  • Litigation Attorney

    4 weeks ago


    Salt Lake, Utah, United States Gordon Rees Scully Mansukhani, LLP Full time

    Join Our Team of Experienced LitigatorsWe are seeking highly skilled litigators to join our Salt Lake City office. As a member of our team, you will have the opportunity to work on a wide range of cases, from inception to resolution, with minimal supervision.Requirements:1-3 years of experience in litigationExcellent academic backgroundProven skills in...


  • Salt Lake, Utah, United States Jobot Full time

    Employment Opportunities at Jobot **About Us** Jobot is a regional full-service, multi-practice firm offering amazing benefits and structure. Our firm is committed to providing exceptional legal services to our clients. **Job Summary** We are seeking an experienced Employment Attorney to represent businesses, employers, and human resource professionals...


  • Salt Lake, Utah, United States Jobot Full time

    Employment Associate OpportunityWe are a regional full-service, multi-practice firm with a strong commitment to providing exceptional benefits and a supportive structure.Why Choose Us?We offer fully paid medical coverage for you and your dependents.We maintain realistic billable hour expectations.We provide a competitive base salary and bonus structure.Job...


  • Salt Lake, Utah, United States Mission Recruiting Full time

    Job OpportunityMission Recruiting is proud to represent a prestigious Intellectual Property firm in its pursuit of a litigation attorney. This firm values a supportive and friendly atmosphere where respect and collegiality are highly regarded. The firm encourages collaboration among professionals to achieve exceptional outcomes.The ideal candidate is a...


  • Salt Lake, Utah, United States AMERICAN CIVIL LIBERTIES UNION OF UTAH FOUNDATION, INC. Full time

    Job SummaryThe American Civil Liberties Union of Utah Foundation, Inc. seeks a highly experienced and skilled Senior Legal Counsel to lead our legal advocacy efforts. As a key member of our team, you will be responsible for developing and managing our impact litigation docket, challenging laws and policies that violate civil rights and individual...

  • Energy Law Specialist

    1 month ago


    Salt Lake, Utah, United States PacifiCorp Full time

    About the RolePacifiCorp is seeking a highly skilled Energy Law Specialist to join our team. As a key member of our legal department, you will provide expert advice on complex energy and transactional issues, with a primary focus on energy generation and dispatch, state and federal environmental regulations, and energy markets.Key ResponsibilitiesDirect...

  • Energy Law Specialist

    4 weeks ago


    Salt Lake, Utah, United States PacifiCorp Full time

    About the RolePacifiCorp is seeking a highly skilled Energy Law Specialist to join our team. As a key member of our legal department, you will provide expert advice on complex energy and transactional issues, with a primary emphasis on energy generation and dispatch, state and federal environmental regulations, and energy markets.Key ResponsibilitiesDirect...

  • Energy Lawyer

    3 weeks ago


    Salt Lake, Utah, United States PacifiCorp Full time

    Job Summary PacifiCorp is seeking a highly skilled and experienced Energy Lawyer to join our team. As an Assistant General Counsel, you will provide legal advice on complex energy and transactional issues, with a primary emphasis on energy generation and dispatch, state and federal environmental regulations, and energy markets. Key ResponsibilitiesDirect...

  • Energy Lawyer

    3 weeks ago


    Salt Lake, Utah, United States PacifiCorp Full time

    Job SummaryPacifiCorp is seeking a highly skilled Energy Lawyer to join our team. As an Assistant General Counsel, you will provide legal advice on complex energy and transactional issues, with a primary emphasis on energy generation and dispatch, state and federal environmental regulations, and energy markets.Key ResponsibilitiesDirect strategy and...

  • Energy Lawyer

    1 week ago


    Salt Lake, Utah, United States PacifiCorp Full time

    Job SummaryPacifiCorp is seeking a highly skilled and experienced attorney to join our team as an Assistant General Counsel. The successful candidate will provide legal advice on complex energy and transactional issues, with a primary emphasis on energy generation and dispatch, state and federal environmental regulations, and energy markets.Key...


  • Salt Lake, Utah, United States Gpac Full time

    {"title": "Labor and Employment Attorney", "content": "Job SummaryGpac is seeking an experienced Labor and Employment Attorney to join our team. The ideal candidate will have 5-10 years of relevant experience and a strong passion for employment law.ResponsibilitiesDefend clients in federal and state courts, utilizing strong writing, analytical, and...