Compliance Officer

1 day ago


Salt Lake, Utah, United States First Electronic Bank Full time
Job Title: Compliance Manager

First Electronic Bank is seeking a seasoned Compliance Manager to join our world-class compliance team. As a key member of our team, you will play a critical role in ensuring the bank's Strategic Partnership relationships are compliant with regulatory requirements.

Key Responsibilities:
  • Collaborate with Strategic Partner Managers to oversee contractual and regulatory compliance requirements for our Partners.
  • Provide subject matter expertise and advise on compliance matters, conducting reviews to ensure compliance with federal and state regulations.
  • Conduct regulatory risk assessments to identify key compliance risk areas and mitigating controls.
  • Work with the Compliance Testing Team to address testing and audit findings, reviewing responses and corrective actions for assigned Partners.
  • Identify compliance risks and advise on compliance controls and related processes and procedures.
  • Review and manage customer complaint handling processes.
  • Perform site visit reviews of Partners, requiring occasional travel.
  • Prepare and present monthly reporting to the Chief Compliance Officer and the Risk and Compliance Committee.
  • Discuss and review SP testing documents and memos with the Compliance Testing Team.
Requirements:
  • Bachelor's degree in accounting, finance, or a business-related field, or equivalent experience.
  • Three plus years of Compliance experience, or four to six years of experience in a Bank Compliance department.
  • Strong working knowledge of consumer protection regulations, including UDAAP, ECOA/Fair Lending, TILA, FCRA/FACTA, SCRA, MLA, FDCPA, and TCPA.
  • Excellent communication and presentation skills.
  • Knowledge and experience in performing or overseeing internal control reviews, quality assessments, Compliance testing, and/or Audits.
  • Project management and organization skills.
  • Ability to work independently in a fast-paced environment with minimum supervision.
  • Strong attention to detail and analytical skills.

The ideal candidate will reside in the Salt Lake City metro area and be eligible for a hybrid work schedule.



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