Current jobs related to Risk Management Specialist - Boca Raton, Florida - finra

  • Operational Risk Specialist

    4 weeks ago

    Boca Raton, Florida, United States TransUnion Full time

    Job Title: Operational Risk SpecialistJoin TransUnion as an Operational Risk Specialist and play a key role in ensuring the company's risk management framework is robust and effective. As a member of the Operational Risk and Control Assurance team, you will be responsible for identifying, assessing, and mitigating risks that could impact the business.Key...

  • Risk Management Specialist

    1 month ago

    Boca Raton, Florida, United States FlexShopper Full time

    About FlexShopperFlexShopper, LLC, a subsidiary of FlexShopper, Inc. (Nasdaq: FPAY), is a financial and technology company that provides brand name durable goods to consumers through its e-commerce marketplace and lease-to-own payment method.Job SummaryWe are seeking a Risk Analyst to join our team in Boca Raton, Florida. As a Risk Analyst, you will play a...

  • Risk Management Specialist

    2 weeks ago

    Boca Raton, Florida, United States Touchsuite Full time

    Job OverviewTouchSuite is a leading provider of financial technology solutions, revolutionizing payment risk management in the eCommerce and card-present sectors. We're seeking a skilled Risk Analyst to join our team and play a critical role in our risk mitigation strategy.Key ResponsibilitiesReview and analyze merchant applications to identify potential...

  • Risk Management Specialist

    7 days ago

    Boca Raton, Florida, United States TouchSuite Full time

    Underwriter RoleTouchSuite is a leading provider of financial technology solutions, revolutionizing payment risk management in the eCommerce and card-present sectors. Our innovative products and services cater to the Business-to-Business market across the U.S. and Canada, with a strong presence in the industry recognized by Inc. Magazine's "Inc. 500"...

  • Risk Management Specialist

    2 weeks ago

    Boca Raton, Florida, United States FlexShopper Full time

    About FlexShopperFlexShopper, LLC, a subsidiary of FlexShopper, Inc. (Nasdaq: FPAY), is a financial and technology company that provides brand name durable goods to consumers on a lease-to-own basis through its e-commerce marketplace and LTO payment method. The company also offers LTO technology platforms to retailers and e-tailers to enter into transactions...

  • IT Security Risk Manager

    2 weeks ago

    Boca Raton, Florida, United States AppleOne Technical Staffing Full time

    Job Summary:The management, assessment, and mitigation of risks are fundamental components of our information assurance and cyber security program. This position leads the IT security risk and audit program for information systems security using generally accepted standards and frameworks for IT audit and risk management (e.g., NIST, ISO, PCI, and ISACA)....

  • IT Security Risk Manager

    2 weeks ago

    Boca Raton, Florida, United States AppleOne Technical Staffing Full time

    Job Summary:The IT Security Risk Manager will lead the IT security risk and audit program for information systems security using generally accepted standards and frameworks for IT audit and risk management. This position is responsible for the development and implementation of the IT security risk and audit strategy that performs information systems and...

  • IT Security Risk Manager

    3 weeks ago

    Boca Raton, Florida, United States AppleOne Technical Staffing Full time

    Job SummaryThe management, assessment, and mitigation of risks are fundamental components of our information assurance and cyber security program. This position leads the IT security risk and audit program for information systems security using generally accepted standards and frameworks for IT audit and risk management (e.g., NIST, ISO, PCI, and ISACA).Key...

  • IT Security Risk Manager

    2 weeks ago

    Boca Raton, Florida, United States AppleOne Technical Staffing Full time

    Job Summary:The management, assessment, and mitigation of risks are fundamental components of our information assurance and cyber security program. This position leads the IT security risk and audit program for information systems security using generally accepted standards and frameworks for IT audit and risk management (e.g., NIST, ISO, PCI, and ISACA)....

  • Software Quality Assurance Specialist

    7 days ago

    Boca Raton, Florida, United States Windward Risk Managers Full time

    Job Summary:Windward Risk Managers is seeking a skilled Software Quality Assurance Specialist to join our team. As a key member of our IT department, you will be responsible for ensuring the quality and functionality of our software products.Key Responsibilities:• Develop and execute test plans to validate software functionality• Collaborate with...

  • Risk Management Coordinator

    1 month ago

    Boca Raton, Florida, United States TransUnion LLC Full time

    About the Role:TransUnion is a global information and insights company that provides solutions to help create economic opportunity, great experiences, and personal empowerment for hundreds of millions of people in over 30 countries. We call this Information for Good.Your Responsibilities:Coordinate the administration and operation of senior risk governance...

  • Credit Risk Specialist

    1 month ago

    Boca Raton, Florida, United States Ascendo Resources Full time

    Job Title: Credit Risk AnalystAscendo Resources is seeking a skilled Credit Risk Analyst to support our Asset Management client. As a key member of our team, you will be responsible for overseeing and managing the day-to-day activities of various client loan portfolios with a focus on private credit and special opportunity investments.Key...

  • Compliance Risk Manager

    1 month ago

    Boca Raton, Florida, United States FlexShopper Full time

    Compliance Analyst/Third Party Risk AnalystFlexShopper is seeking a highly skilled Compliance Analyst/Third Party Risk Analyst to join our team. As a key member of our compliance team, you will play a crucial role in ensuring that our lease-to-own and lending operations adhere to all applicable laws, regulations, and internal policies.Key...

  • Risk and Underwriting Specialist

    2 weeks ago

    Boca Raton, Florida, United States wiZeHR Solutions Full time

    Job Title: Risk and Underwriting AnalystAt wiZeHR Solutions, we are seeking a highly skilled and detail-oriented Risk and Underwriting Analyst to join our team. As a key member of our alternative finance services organization, you will play a critical role in driving company growth and performance.Job Summary:The ideal candidate will be responsible for...

  • Credit Risk Analytics Manager

    7 days ago

    Boca Raton, Florida, United States Seacoast Bank Full time

    Credit Risk Analytics ManagerThe Credit Risk Analytics Manager will be responsible for developing and managing credit risk reporting for executive management, Board of Directors, Regulators, and public disclosures. This role will serve as credit risk data steward and participate in enterprise-wide data governance. The Credit Risk Analytics Manager will...

  • GRC Risk Compliance Analyst

    4 weeks ago

    Boca Raton, Florida, United States Lifescale Analytics Full time

    Job Title: GRC Risk Compliance AnalystLifescale Analytics is seeking a highly skilled GRC Risk Compliance Analyst to join our team. As a key member of our information assurance and cyber security program, you will be responsible for leading the IT security risk and audit program for information systems security.Key Responsibilities:Develop and implement the...

  • Advanced Security Risk Manager

    2 weeks ago

    Boca Raton, Florida, United States Brooksource Full time

    Job Title: Advanced Security AnalystJob Summary:We are seeking an experienced Advanced Security Analyst to join our team at Brooksource. The successful candidate will lead the IT security risk and audit program for information systems security using generally accepted standards and frameworks for IT audit and risk management.Key Responsibilities:Develop and...

  • Information Security Risk Manager

    4 weeks ago

    Boca Raton, Florida, United States V2soft Full time

    Job SummaryThe IT Security Risk and Audit Program Manager plays a critical role in ensuring the security and integrity of our information systems and data. This position is responsible for leading the development and implementation of our IT security risk and audit strategy, which includes performing risk assessments, evaluating the effectiveness of...

  • Compliance Risk Specialist

    1 month ago

    Boca Raton, Florida, United States FlexShopper Full time

    Job Title: Third Party Risk Compliance AnalystFlexShopper is seeking a highly skilled Third Party Risk Compliance Analyst to join our team. As a key member of our compliance team, you will play a crucial role in ensuring that our lease-to-own and lending operations adhere to all applicable laws, regulations, and internal policies.Key Responsibilities:Third...

  • Governance Risk Compliance Specialist

    4 weeks ago

    Boca Raton, Florida, United States Lifescale Analytics Full time

    Job Title: Governance Risk Compliance AnalystLifescale Analytics is seeking a highly skilled Governance Risk Compliance Analyst to join our team. As a key member of our information assurance and cyber security program, you will be responsible for leading the IT security risk and audit program for information systems security.Key Responsibilities:Perform PCI,...

Risk Management Specialist

2 months ago

Boca Raton, Florida, United States finra Full time
Job Summary

The Associate Principal Analyst, Data Specialists, Member Supervision role is a critical position within the Member Supervision Data & Analytics team at FINRA. This team is responsible for analyzing member firm data collected during examinations and investigations, and creating analytics that identify potential risks and weaknesses in associated controls and compliance with member firms.

Key Responsibilities
  • Data Analysis: Conduct and memorialize analyses for matters of routine to moderate risk and complexity, with moderate supervision and guidance. Participate in analyses of matters with high risk and complexity.
  • Strategic Exploration: Participate in strategic exploration and adoption of innovative solutions to amplify Member Supervision's ability to protect investors and uphold market integrity. This may include coordinating with other specialists, risk analysts, and data scientists for the development of analytics and tools to support the creation of intelligence.
  • Regulatory Matters: Conduct analyses related to inquiries received from Risk Monitoring, Firm Examinations, Cause Examinations, Market Regulation, and Enforcement staff with moderate supervision and guidance.
  • Investigations: Conduct regulatory matters that may include identification and scoping of risk analysis conducted in collaboration with Member Supervision staff, analysis conducted in relation to internal/external tips or investigations, and analysis conducted related to referrals.
Requirements
  • Education: Bachelor's degree in Accounting, Finance, Economics, Business Administration, Cybersecurity, Computer Forensics, Data Analytics, or related fields; or an equivalent combination of education and relevant experience required. Advanced degree/certification a plus.
  • Experience: Moderate securities, compliance, or financial regulatory experience.
  • Knowledge: Intermediate knowledge of FINRA's risk fundamentals, securities rules and regulations, and securities industry business models, business lines, customer bases, products, and services.
  • Skill: Ability to analyze complex data and communicate findings and recommendations in a clear and concise manner. Ability to effectively articulate analyses through verbal and written communications. Proven ability to demonstrate, support, and promote collaboration within team, group, and across FINRA. Intermediate analytical and investigatory skills to develop innovative solutions that further investigations. Proactively self-educate upon encountering novel and/or complex areas utilizing internal and external resources.
Compensation

For work performed in CA, CO, HI, MN, VT, IL, Jersey City, NJ, NY, NY, MD, Washington DC, and WA, the proposed salary range is as follows:

  • CA: Minimum Salary $91,500, Maximum Salary $170,900
  • CO/HI/MN/VT: Minimum Salary $79,500, Maximum Salary $142,300
  • IL: Minimum Salary $87,500, Maximum Salary $156,600
  • Jersey City, NJ/NY, NY: Minimum Salary $95,400, Maximum Salary $170,900
  • MD/Washington, DC: Minimum Salary $91,500, Maximum Salary $163,700
  • WA: Minimum Salary $79,500, Maximum Salary $163,700

Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at FINRA.