Compliance Risk Manager at City National Bank

4 days ago


Los Angeles, California, United States City National Bank Full time

Job Overview

City National Bank is seeking a skilled Compliance Risk Manager to join our team. As a key member of our Internal Audit department, you will play a critical role in assessing risks and identifying opportunities for improvement across the organization.

About the Role

  • We are looking for a seasoned professional with at least 5 years of experience in banking operations, compliance, and/or risk management activities.
  • You should have a strong understanding of internal auditing standards, COSO, and risk assessment practices, as well as experience in planning and juggling multiple projects.
  • This role requires excellent communication skills, both written and verbal, as well as the ability to effectively present findings to senior management and other stakeholders.

Responsibilities

  1. Audit and Assurance General Requirements:
  • Plans, executes, and evaluates audit test plans for projects of medium to high complexity using a risk-based audit approach.
  • Assesses risks and controls, designs comprehensive audit programs, and executes audit procedures.
  • Analyzes results of testing performed, effectively communicates findings to senior management, and delivers well-written audit reports and other forms of communication.
Data Analytics and Technology:
  • Discover patterns, insights, trends, and anomalies from data sets and visualization tools.
  • Execute basic analyses and create simple visualizations using standard tools.
  • Apply advanced analytical techniques to test hypotheses and add insights into audit findings.
Relationship Building and Client Experience:
  • Supports the Audit Director proactively in ongoing monitoring and discussions with business management.
  • Builds trusting relationships with Internal Audit peers and business management.
  • Acts as the key contact and responds to inquiries from business throughout the audit process.
Staff Performance and Mentoring:
  • Acts as a role model/mentor to more junior auditors and provides constructive feedback.
  • Enhances and maintains staff morale.
  • Prepares and conducts formal/informal training for less experienced staff members.

Qualifications

  • Bachelor's Degree or equivalent.
  • Minimum 5 years of audit or related experience in banking operations, compliance, and/or risk management activities.
  • Minimum 3 years of experience conducting internal audits within financial institutions.
  • CPA - Certified Public Accountant.
  • CIA - Certified Internal Auditor.
  • CAMS - Certified Anti-Money Laundering Specialist.
  • CFE - Certified Fraud Examiner.

Salary Range

The estimated salary range for this position is $101,231 - $172,355 per year. This figure may vary based on skills, experience, and location.

About City National Bank

City National Bank is an equal opportunity employer committed to diversity and inclusion. We strive to be the best at whatever we do, including the benefits and perks we offer our colleagues.



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