Financial Services Compliance Specialist
3 days ago
PLS Financial Services, Inc. is a leading retail provider of alternative financial services. The company is headquartered in Chicago and operates over 200 financial service centers across 12 states. PLS provides consumers with convenient financial products and services to manage their day-to-day financial needs.
Salary and Benefits
The approximate annual wage for the Operations Analyst in California is $64,480.00. Eligible employees receive comprehensive benefits, including medical, dental, vision, 401k, vacation time, and opportunities for advancement.
Job Description
The Operations Analyst will partner with PLS stores to ensure field employees are educated, aware, and compliant with internal policies and procedures as well as local, state, and federal regulations. Key responsibilities include:
- Conducting monthly store operational assessments
- Compiling and sending reports to District Managers and Store Managers
- Partnering with Compliance to identify and improve store practices
- Oversight and assistance in shredding and storing old documents
- Liaising with internal partners to address compliance issues
Required Skills and Qualifications
To succeed in this role, you will need:
- 3-5 years of experience in audit/testing, banking, compliance, or a similar function
- Knowledge of regulatory compliance risk within financial services institutions
- Certification or experience in audit, risk, or compliance is preferred
- Excellent analytical, problem-solving, and resolution skills
- Ability to communicate effectively and influence stakeholders
Benefits and Work Environment
As an employee of PLS Financial Services, Inc., you can expect a dynamic work environment, competitive salary, and comprehensive benefits package. We value diversity, equality, and inclusion and strive to create a workplace that is respectful and inclusive of all employees.
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