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Compliance Risk Analyst

3 weeks ago

Los Angeles, California, United States Pls Financial Services, Inc. Full time
Overview of Role

The Operations Analyst will play a critical role in ensuring PLS stores comply with regulatory requirements and internal policies. This includes collaborating with Compliance to identify areas for improvement, providing training and coaching to store employees, and overseeing document storage and shredding processes.


Salary and Compensation

The estimated annual salary for this position is $64,480.00 in California. As a valued member of our team, you will also receive a comprehensive benefits package, including medical, dental, vision, 401k, and vacation time.


Responsibilities and Expectations

This role requires:

  • Conducting monthly store operational assessments
  • Collaborating with Compliance to identify areas for improvement
  • Providing training and coaching to store employees
  • Oversight of document storage and shredding processes

Skills and Qualifications

To succeed in this role, you will need:

  • 3-5 years of experience in audit/testing, banking, compliance, or a related field
  • Knowledge of regulatory compliance risk within financial services institutions
  • Certification or experience in audit, risk, or compliance is preferred
  • Strong analytical, problem-solving, and communication skills

What We Offer

We value diversity, equality, and inclusion and strive to create a workplace that is respectful and inclusive of all employees. As a member of our team, you can expect a competitive salary, comprehensive benefits package, and opportunities for professional growth and development.