Senior Risk Analyst

5 days ago


Elmwood Park, Illinois, United States Financial Industry Regulatory Authority Full time
Job Summary

We are seeking a highly skilled and experienced Senior Principal Analyst to join our Risk Monitoring team. As a key member of our team, you will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members.

Key Responsibilities
  • Conduct risk monitoring activities and ongoing risk assessments of FINRA members
  • Lead risk monitoring execution for FINRA's highest impact, highest risk, and/or complex firms
  • Collaborate with internal departments to analyze, communicate, and make recommendations on regulatory intelligence
  • Provide leadership and guidance to risk monitoring staff
  • Develop and implement risk monitoring strategies and procedures
  • Stay up-to-date with regulatory developments and apply them to complex business models
Requirements
  • Bachelor's Degree in Finance, Accounting, Business, or related field
  • Advanced analytical skills and experience in the financial industry
  • Expert knowledge of FINRA's risk fundamentals
  • Advanced-to-Expert knowledge of securities rules and regulations
  • Intermediate-to-Advanced knowledge of U.S. GAAP accounting standards
What We Offer
  • Competitive salary range: $124,300 - $235,500
  • Comprehensive health, dental, and vision insurance
  • 401(k) plan with company match and eligibility for additional FINRA-funded retirement contribution
  • Tuition reimbursement and other benefits


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