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Financial Institutions Investment Management Professional
2 months ago
**Job Summary**
We are seeking a highly qualified mid-level associate with 3-5 years of experience in investment adviser regulatory matters to join our Investment Management – Financial Institutions practice group. The ideal candidate will have experience with the Investment Advisers Act of 1940 and other federal securities laws, and a background in counseling top-tier investment management firms on various regulatory matters.
Key Responsibilities:
- Provide regulatory guidance to investment management firms on various matters
- Counsel clients on compliance with federal securities laws
- Assist in the development of regulatory strategies for investment management firms
- Collaborate with cross-functional teams to achieve business objectives
Requirements:
- 3-5 years of experience in investment adviser regulatory matters
- Strong academic credentials
- Excellent organizational, drafting, communication, and analytical skills
- Active membership in the bar in the state of the office for which you are applying
About Us:
Go Auto Insurance is a leading provider of insurance solutions for individuals and businesses. We are committed to delivering exceptional service and expertise to our clients.