General Securities Supervision Principal
3 weeks ago
Realta Wealth is seeking a dedicated and detail-oriented General Securities Supervision Principal to join our supervisory team. This position plays a key role in maintaining regulatory compliance and ensuring the highest standards of advisor oversight.
Responsibilities:- Maintain ongoing positive relationships with financial professionals in collaboration with the Chief Supervision Officer and senior and fellow staff members.
- Engage in supervisory office visits and annual practice reviews as assigned.
- Monitor and perform advertising review.
- Follow up on audit findings and actively address potential compliance issues to minimize risk to the client, branch, and firm.
- Monitor, report, and enforce internal controls to ensure compliance with industry standards and the firm's policies and procedures.
- Work with financial professionals to address concerns and educate on supervisory processes.
- Assist in implementing policy and procedures for the facilitation of first-line supervision on new and existing initiatives.
- Identify suspicious patterns of practice, conduct investigations, and take appropriate corrective action as needed in collaboration with the Chief Supervision Officer and Compliance.
- Develop and train new financial professionals and staff on broker-dealer and RIA policies and procedures for compliance and supervision.
- Work in conjunction with IT to beta test and provide feedback on new technology used for the Supervision Department and first-line supervisors.
- Coordinate and enforce heightened or special supervision of branch offices or financial professionals as needed.
- Work on delegated and collaborative cross-functional projects.
- Research and support operational and business issues in support of financial advisers and firm staff as needed.
- Establish and maintain effective relationships with business partners and service providers.
Travel required as dictated by responsibilities.
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General Securities Supervision Principal
4 weeks ago
San Diego, California, United States Realta Wealth Full timeGeneral Securities Supervision PrincipalRealta Wealth is seeking a dedicated and detail-oriented General Securities Supervision Principal to join our supervisory team. This position plays a key role in maintaining regulatory compliance and ensuring the highest standards of advisor oversight.Key Responsibilities:Maintain ongoing positive relationships with...
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Central Supervision Principal
4 days ago
San Diego, California, United States U.S. Bank Full timeWe are seeking a highly skilled and experienced Central Supervision Principal to join our team at U.S. Bank. In this role, you will be responsible for providing direct sales supervision of securities transactions and new accounts, ensuring internal compliance policies, procedures, and processes comply with appropriate laws and regulations.As a Central...
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Cyber Security Engineer, Principal
2 weeks ago
San Diego, California, United States Qualcomm Full timeJob SummaryQualcomm is seeking a highly skilled Cyber Security Engineer, Principal to join our team. As a key member of our Information Technology Group, you will be responsible for addressing the requirement for engineering practitioners in cybersecurity functions.You will protect vital electronic systems and data from attack, as well as outsmart and...
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Security Support Specialist
3 weeks ago
San Diego, California, United States General Dynamics Full timeAbout the Role:We are seeking a highly skilled Security Support Specialist to join our team at General Dynamics NASSCO. As a Security Support Specialist, you will play a critical role in providing administrative support to the Security Administration Office, ensuring the safety and security of our employees, visitors, and assets.Key Responsibilities:Prepare...
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Security Support Specialist
2 weeks ago
San Diego, California, United States General Dynamics Full timeJob SummaryWe are seeking a highly skilled Security Support Specialist to join our team at General Dynamics NASSCO. As a Security Support Specialist, you will provide administrative support in all phases of the Security Office, ensuring the security and safety of our personnel and assets.ResponsibilitiesPrepare and issue badges for new employees, temporary...
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Security Support Specialist
2 weeks ago
San Diego, California, United States General Dynamics Full timeJob SummaryWe are seeking a highly skilled Security Support Specialist to join our team at General Dynamics NASSCO. As a key member of our Security Administration Office, you will provide administrative support in all phases of security operations, ensuring the safety and security of our personnel, assets, and facilities.ResponsibilitiesPrepare and issue...
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Security Support Specialist
1 month ago
San Diego, California, United States General Dynamics Full timeJob SummaryWe are seeking a highly skilled Security Support Specialist to join our team at General Dynamics NASSCO. As a Security Support Specialist, you will provide administrative support in all phases of the Security Office, ensuring the productivity and schedule of all production and service departments.ResponsibilitiesPrepare and issue badges for new...
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Security Operations Coordinator
2 months ago
San Diego, California, United States General Dynamics Full timeJob SummaryWe are seeking a highly skilled Security Support Specialist to join our team at General Dynamics NASSCO. As a Security Support Specialist, you will be responsible for providing administrative support in all phases of the Security Office, which directly affects the productivity and schedule of all production and service departments.Key...
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Cyber Security Engineer, Principal
1 week ago
San Diego, California, United States Qualcomm Full timeJob SummaryQualcomm is seeking a highly skilled Cyber Security Engineer, Principal to join our team. As a key member of our cybersecurity team, you will be responsible for protecting our electronic systems and data from attack, as well as outsmarting and responding appropriately to sophisticated cyber-attacks. You will maintain and apply working knowledge of...
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Security Support Specialist
4 weeks ago
San Diego, California, United States General Dynamics Full timeJob Title: Security Support SpecialistJoin General Dynamics NASSCO as a Security Support Specialist and contribute to the protection of our nation's assets. As a member of our Security Administration Office, you will provide administrative support in all phases of security functions, directly impacting the productivity and schedule of production and service...
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Security Support Specialist
3 weeks ago
San Diego, California, United States General Dynamics Full timeJob Title: Security Support SpecialistJoin General Dynamics NASSCO as a Security Support Specialist and contribute to the protection of our nation's assets. As a member of our Security Administration Office, you will provide administrative support in all phases of security functions, directly impacting the productivity and schedule of all production and...
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Security Support Specialist
2 months ago
San Diego, California, United States General Dynamics Full timeJob SummaryWe are seeking a highly skilled Security Support Specialist to join our team at General Dynamics NASSCO. As a Security Support Specialist, you will provide administrative support in all phases of the Security Office, ensuring the productivity and schedule of all production and service departments.Key ResponsibilitiesPrepare and issue badges for...
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Corporate Security Officer III
2 weeks ago
San Diego, California, United States General Dynamics Full timeJob SummaryWe are seeking a highly skilled Corporate and Physical Security Officer III to join our team at General Dynamics NASSCO. As a key member of our security team, you will be responsible for ensuring the safety and security of our employees, visitors, and assets.ResponsibilitiesProvide exceptional customer service and communication skills to internal...
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Senior Principal Reverse Engineer
2 weeks ago
San Jose, California, United States General Dynamics Corporation Full timeJob Title: Senior Principal Reverse EngineerAt General Dynamics Mission Systems, we are seeking a highly skilled Senior Principal Reverse Engineer to join our team. As a key member of our engineering team, you will be responsible for analyzing, decomposing, and disassembling code, performing static code analysis, kernel-level debugging, and debugging and...
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Procurement Senior Principal
3 weeks ago
San Diego, California, United States General Dynamics - Ordnance and Tactical Systems (CA) Full timeJob SummaryWe are seeking a highly skilled Procurement Senior Principal to join our team at General Dynamics - Ordnance and Tactical Systems (CA). The successful candidate will be responsible for negotiating favorable terms with suppliers, preparing and processing requisitions and purchase orders, and ensuring compliance with internal policies and external...
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Procurement Senior Principal
4 days ago
San Diego, California, United States General Dynamics - Ordnance and Tactical Systems (CA) Full timeProcurement Sr Principal Job DescriptionAt General Dynamics - Ordnance and Tactical Systems (CA), we are seeking a highly skilled Procurement Sr Principal to join our team. This role is responsible for negotiating favorable terms, volume discounts, statements of work, and long-term agreements with suppliers.Key Responsibilities:Sourcing Strategy Development:...
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Principal Cybersecurity Consultant
2 weeks ago
San Diego, California, United States Presidio, Inc. Full timeUnlock Your Potential as a Principal Offensive Security ConsultantAre you ready to take your career to the next level? Presidio is seeking a highly skilled Principal Offensive Security Consultant to join our team of experts in cybersecurity.About the RoleAs a Principal Offensive Security Consultant, you will be responsible for conducting hands-on technical...
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Procurement Senior Principal
2 weeks ago
San Diego, California, United States General Dynamics - Ordnance and Tactical Systems (CA) Full timeJob Title: Procurement Senior PrincipalAt General Dynamics - Ordnance and Tactical Systems (CA), we are seeking a highly skilled Procurement Senior Principal to join our team.Job Summary:The Procurement Senior Principal will be responsible for negotiating favorable terms, volume discounts, and long-term contracts with suppliers. They will also prepare and...
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Principal Engineer Hardware Avionics
2 weeks ago
San Diego, California, United States Northrop Grumman Full timeJob Title: Principal/Senior Principal Engineer Hardware AvionicsNorthrop Grumman is seeking a highly skilled Principal/Senior Principal Engineer Hardware Avionics to join our team at the Rancho Bernardo, San Diego, CA site.Job Summary:We are looking for a talented engineer to support the Air Vehicle Hardware Avionics team. The successful candidate will be...
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Principal Software Engineer
2 weeks ago
San Diego, California, United States CoStar Realty Information, Inc. Full timeJob DescriptionCoStar Group is a leading global provider of commercial and residential real estate information, analytics, and online marketplaces. We are seeking an experienced Principal Software Engineer to join our team in San Diego.As a Principal Software Engineer, you will be responsible for designing and implementing complex software systems, including...