Senior Principal Compliance Expert

6 days ago


Saugus, Massachusetts, United States Discover Full time
Job Description

**Senior Principal Compliance Specialist Role**

The Senior Principal Compliance Specialist will be responsible for providing compliance advisory services to the Deposits business line or corporate function. This includes identifying and advising on compliance risks and mitigating measures in the context of issues management and remediation, regulatory change management, business change management for products, services, and systems, policies and procedures, monitoring and testing reviews, process and control assessments, and third-party oversight and training.

**Key Responsibilities**

  • Engage with business and risk partners to develop compliant solutions to mitigate and remediate consumer compliance risks.
  • Lead identification and assessment of Compliance Management System (CMS) program risks and mitigating measures.
  • Create and update status reports of program initiatives, activities, and compliance risks to management and committees.

**Minimum Qualifications**

  • Bachelor's degree in Business Administration and Management, Security and Intelligence, Law, Information Technology, Analytics Finance, or related field.
  • 8+ years in Compliance, Law, Risk, Operations, or related field.
  • In Lieu of Education: 12+ years' experience in Law, Risk, Operations, or related field.

**Preferred Qualifications**

  • 4+ years deposit-related experience.
  • Master's degree in Business Administration and Management, Security and Intelligence, Law, Information Technology, Analytics Finance, or related field.
  • 8+ years effective communication (written and verbal) that includes core components of active listening, persuasiveness, collaboration, and conciseness when meeting with and presenting to peers, various levels of leadership, and other lines of business.
  • 10+ years in Compliance, Law, Risk, Operations, including some people leadership or related.
  • JD, CRCM, CCEP, CCP, CIA, CISA, CIPP, CRMP, PMP, RIMS, or similar.

**Compensation and Benefits**

The base pay for this position generally ranges between $103,000.00 to $174,200.00. Additional incentives may be provided as part of a market-competitive total compensation package. Factors, such as but not limited to, geographical location, relevant experience, education, and skill level may impact the pay for this position.

We also offer a range of benefits and programs based on eligibility, including paid parental leave, paid time off, 401(k) plan, medical, dental, vision, and health savings account, STD, life, LTD, and AD&D, recognition program, education assistance, commuter benefits, family support programs, and employee stock purchase plan.



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