Regulatory Compliance Lead

1 month ago

Newark Delaware, United States City National Bank Full time
Job Summary

We are seeking a highly skilled Regulatory Compliance Lead to join our team at City National Bank. As a key member of our regulatory relations team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and industry standards.

Key Responsibilities
  • Coordinate end-to-end regulatory activity within the bank and the broader Combined US Operations (CUSO)
  • Work with business and risk units to prepare for exams, audits, and other regulatory activity
  • Provide advice and support to business units in all regulatory matters
  • Raise concerns about observed thematic issues and potential regulatory concerns
  • Ensure Line of Business and divisional responses to regulatory concerns are well informed and appropriately address concerns
  • Provide advice, support, and strategies to Line of Business units on regulatory interactions
  • Maintain records of all regulatory matters in a centralized location for the coordination of regulatory communications, requests, reporting through RBC channels, and track implementation of remedial response(s) by the Bank
  • Enter and maintain exam and issue status in the B&IS tracking platforms and update reporting as needed
  • Synthesize regulatory feedback and key thematic findings to review with senior management, and other identified key stakeholders to drive awareness of and help anticipate regulatory concerns
  • Build and sustain effective relationships across the enterprise
Requirements
  • Bachelor's Degree or equivalent
  • Minimum 8 years of experience working in the financial industry, preferably in a regulatory-facing role
  • Minimum 8 years of experience in banking operations, compliance, and/or risk management activities
  • Strong interpersonal, influencing, and communications skills with an ability to interact effectively with stakeholders and regulators, as well as effectively building relationships within the Bank
  • Exceptional writing skills, with ability to synthesize complex concepts and translate into effective presentations to external regulators and Senior Executives
  • Working knowledge in a broad range of risk management disciplines including credit, market, and operational risks
  • Experience being a part of a Regulatory Relations team for a large US bank
  • Autonomous, detail-oriented, and highly motivated with the ability to work independently as well as collaboratively
  • Experienced in regulatory interaction, interaction with senior management, project and time management, exam management, and issue management with excellent organizational, follow-up, and time management skills
  • Demonstrated ability to think critically and facilitate change through collaborative effort
  • Strong interpersonal, verbal, and written communication skills
  • Self-motivation, discipline, task focus, the ability to structure and present work, and a proven record of delivering high-quality results within strict deadlines
  • Ability to work on multiple projects simultaneously and prioritize several concurrent initiatives, both individually and for the team
  • Ability to prioritize work for direct reports
  • Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs
Preferred Qualifications
  • Certified Compliance Risk Manager (CRCM)
  • Experience working within a Compliance Investment Management role

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