Senior Financial Services Professional

3 weeks ago


Miami FL USA, United States EFG International Full time
Job Title: Senior Financial Services Professional

At EFG International, we are seeking a highly motivated and experienced Senior Financial Services Professional to join our team. As a key member of our organization, you will be responsible for performing transaction review activities, including suitability, pricing, and regulatory matters. You will also oversee regional office supervision, support Heads of PB in various issues, and assist in responsibilities during absences.

Key Responsibilities:

  • Perform transaction review activity, including suitability, pricing, and regulatory matters.
  • Help oversee matters concerning regional office supervision.
  • Support Heads of PB in a diverse range of issues and assist in responsibilities during absences.
  • Participate in the New Account Approval as well as Account Review process.
  • Assist in the development of new sales supervision processes.
  • Assist in the review and development of existing WSPs.
  • Assist in the development of new sales documentation as required.
  • Identify opportunities to improve existing tools used in the sales and regional office supervision process.
  • Assist other teams (ISG, Regulatory, BRM, Audit) in data management and retrieval matters.
  • Participate in the wire transfer review and approval pool.
  • Participate in the training of CROs and Managers on matters concerning Supervisory issues and tools.
  • Liaise with senior managers and compliance staff as required.
  • Engage with Internal Audit, Regulatory team, and regulators as required.

Requirements:

  • Bachelor's degree in a related field as well as a minimum of 10 years' experience in a broker-dealer or banking environment.
  • General Securities Principal License.
  • Series 7, Series 24, Series 4, and Series 53 licenses.
  • Strong technical skills in financial instruments as well as in data management.
  • Good interpersonal and communication skills.

About Us:

EFG International is a leading Swiss private banking group with global reach and presence. We are passionate about delivering expert advice to our clients, managing their assets, financial, and family affairs, and creating solutions that enable them to reach their financial ambitions in highly competitive markets.

Why Join Us:

We offer a stimulating and dynamic work environment, with a focus on employee development and well-being. Our corporate values - being Accountable, Hands-on, Passionate, Solution-driven, and Partnership-oriented - represent the essence of our brand and encapsulate the DNA of our organization.



  • Miami, FL , USA, United States PNC Financial Services Group Full time

    Job SummaryPNC Financial Services Group is seeking a highly skilled Financial Services Professional to join our team. As an Investment and Insurance Advisor, you will be responsible for consulting with clients on investment and insurance strategies, as well as developing financial plans to help them achieve their goals. You will also be responsible for...


  • Miami, FL , USA, United States PNC Financial Services Group Full time

    Job DescriptionAs a Financial Advisor within PNC Investments, you will be based in the Miami, FL Market. Bilingual Spanish speaking preferred.Financial Advisors are based within a bank branch and work within a highly collaborative circuit of branches and manage an assigned book of business. PNC Investments advisors execute an advice and planning strategy...


  • Miami, FL, USA, United States Leeds Professional Resources Full time

    Senior Financial Analyst OpportunityLeeds Professional Resources is seeking a highly skilled Senior Financial Analyst to join our team in Miami. This role will provide a strong opportunity for growth and collaboration with all levels of management.Key Responsibilities:Develop and maintain comprehensive financial budgets and modelsAnalyze actual costs versus...


  • Miami, FL , USA, United States Corebridge Financial Full time

    Financial Advisor Role OverviewAt Corebridge Financial, we're passionate about helping individuals make informed decisions about their financial futures. As a Financial Advisor, you'll play a critical role in providing objective guidance to plan sponsors and employees eligible for our retirement savings plans.Key Responsibilities:Conduct individual and group...


  • Miami, FL, USA, United States Leeds Professional Resources Full time

    Senior Accountant Job DescriptionWe are seeking a highly skilled Senior Accountant to join our client's team at Leeds Professional Resources.Key Responsibilities:Verify, allocate, post, and reconcile accounts payable and receivable to ensure accurate financial records.Produce error-free accounting reports and present financial results to stakeholders.Analyze...


  • Miami, FL, USA, United States Leeds Professional Resources Full time

    Leeds Professional Resources is seeking a highly skilled Senior Accountant to join our team in Miami. This exciting opportunity will allow you to work closely with all levels of management and enjoy excellent opportunities for growth and professional development.Key Responsibilities:• Maintain accurate and up-to-date general ledger records• Oversee and...


  • Miami, United States Creative Financial Staffing Full time

    Senior Accountant OpportunityCreative Financial Staffing is seeking a highly skilled Senior Accountant to join our team. As a Senior Accountant, you will play a key role in ensuring the accuracy and timeliness of financial reporting.Highlights of the Opportunity:Work with a large distribution company with exposure to high-level leadershipPromote from within...


  • Miami, FL, USA, United States Leeds Professional Resources Full time

    Leeds Professional Resources is seeking a highly skilled Senior Accountant to join our team in Miami. This exciting opportunity will allow you to work closely with all levels of management and take advantage of excellent growth prospects.Key Responsibilities:• Maintain accurate and up-to-date general ledger records• Oversee and manage accounts payable...


  • Miami, FL , USA, United States Voya Financial Advisors Inc Full time

    Financial Professional OpportunityVoya Financial Advisors, Inc. is seeking a skilled Financial Professional to join our team in the greater Miami area. As a Financial Professional, you will be responsible for working with plan sponsor relationships, providing retirement and investment strategies, and conducting participant education and seminars.Key...


  • Miami, FL , USA, United States Voya Financial Advisors Inc Full time

    Financial Professional OpportunityVoya Financial Advisors, Inc. is seeking a skilled Financial Professional to join our team in the greater Miami area. As a Financial Professional, you will be responsible for working with plan sponsor relationships, providing retirement and investment strategies, and conducting participant education and seminars.Key...


  • Miami, United States Creative Financial Staffing Full time

    Senior Accountant Job DescriptionWe are seeking a highly skilled Senior Accountant to join our team at Creative Financial Staffing.About the CompanyOur company has been rated as one of the best midsize companies to work for in South Florida Business Journal. We have a small office feel with a large company backing, and a talented group with an amazing...


  • Birmingham, AL, USA, United States PNC Financial Services Group Full time

    Job SummaryWe are seeking a highly skilled Financial Services Professional to join our team at PNC Financial Services Group. As a key member of our team, you will be responsible for providing expert financial guidance and advice to our clients, helping them achieve their financial goals and objectives.Key ResponsibilitiesAs a Financial Services Professional,...


  • Pittsburgh, PA , USA, United States PNC Financial Services Group Full time

    Job SummaryPNC Financial Services Group is seeking a highly skilled and motivated Financial Advisor to join our team. As a Financial Advisor, you will be responsible for providing exceptional financial planning and investment advice to our clients, helping them achieve their long-term financial goals.Key ResponsibilitiesDevelop and implement comprehensive...


  • Tampa, FL , USA, United States LPL Financial Holdings, Inc. Full time

    Unlock Your Potential in Financial ServicesCadence Bank, in partnership with LPL Financial, offers a unique opportunity for a Financial Advisor to join their Investment Program in Tampa, FL. As a Financial Advisor associated with LPL Financial, you will be part of a team dedicated to helping clients achieve their financial goals. This exciting role will...


  • Long Beach, CA, USA, United States Synergy Financial Services Full time

    Unlock Your Earning PotentialSynergy Financial Services is a rapidly growing financial services company offering remote work-from-home commission-based positions. We are currently seeking ambitious and hardworking individuals in the United States to join our team.Opportunity OverviewThis contract-based position provides an incredible opportunity to change...


  • Birmingham, AL, USA, United States PNC Financial Services Group Full time

    Job SummaryPNC Financial Services Group is seeking a highly skilled Financial Services Professional to join our team. As an Investment and Insurance Strategist, you will be responsible for consulting with clients on investment and insurance strategies, as well as developing financial plans to help them achieve their goals. You will also be responsible for...


  • Miami, United States Leeds Professional Resources Full time

    Senior Accountant OpportunityLeeds Professional Resources is seeking a highly skilled Senior Accountant to join our team in Miami. This role will provide an excellent opportunity for growth and development, with a strong focus on financial reporting and analysis.Key Responsibilities:Maintain the general ledger and perform reconciliationsOversee accounts...


  • St. Petersburg, FL, USA, United States Raymond James Financial Incorporated Full time

    Job Summary:The Advisory Mastery Program (AMP) is a comprehensive development program designed to equip trainees with the skills and knowledge necessary to succeed as a Financial Advisor. Raymond James advisors provide sound financial advice and counsel tailored to their clients' objectives, time horizon, and risk tolerance. AMP offers a holistic approach to...


  • Miami, FL , USA, United States First Horizon Full time

    Job Title: Financial AdvisorAt First Horizon, we are seeking a skilled Financial Advisor to join our team. As a Financial Advisor, you will be responsible for developing and maintaining strong relationships with clients, providing expert financial guidance, and helping them achieve their financial goals.Key Responsibilities:Drive growth in your market and...


  • Tallahassee, FL , USA, United States Voya Financial Advisors Inc Full time

    Financial Professional OpportunityVoya Financial Advisors, Inc. is seeking a skilled Financial Professional to join our team in the Tallahassee area. As a Financial Professional, you will work with plan sponsor relationships in the State and government retirement plan market, providing expertise in 403(b)/457 enrollment, retirement, and investment...