Financial Crimes Testing Specialist

7 days ago

Wilmington, Delaware, United States The Bancorp Bank, N.A. Full time
Job Title: Financial Crimes Testing Specialist

Join The Bancorp Bank, N.A. as a Financial Crimes Testing Specialist and play a critical role in ensuring the effectiveness and sustainability of our internal controls.

Job Summary

We are seeking a highly skilled and detail-oriented individual to perform monitoring reviews and testing of internal and external BSA/AML and Sanctions-related functional processes and controls. As a Financial Crimes Testing Specialist, you will identify potential weaknesses or gaps and provide recommendations for enhancements to improve our internal controls.

Key Responsibilities
  • Review and evaluate BSA/AML and Sanctions processes and controls within the LOB, FCRM functional area, and third-party clients to determine effectiveness and sustainability.
  • Ensure requirements set forth by relevant Policies, Programs, and Procedures are monitored and tested for the assigned transactions and processes.
  • Perform reviews and analyzes the results of test work, prepares work papers to support conclusions, develops recommendations, summarizes test results, drafts review reports, and resolves outstanding issues.
  • Reports, tracks, and validates the remediation of process/control issues detected in the testing process and enters into the Bank's issue management system.
  • Maintains thorough documentation of work performed and conclusions reached. Updates and maintains files and records using databases and spreadsheets in accordance with departmental processes and procedures.
  • Analyzes potential risks through detailed reviews of multiple sources of information and escalates key risks to appropriate areas and/or business leaders.
  • Performs virtual walkthroughs of third-party partners related to their BSA/AML and Sanctions controls.
  • Develops close working relationships with others in the department to address and resolve issues.
Requirements
  • Undergraduate degree in a related field or an equivalent combination of training and experience in the financial industry.
  • 3 years of regulatory compliance activity experience, including risk management, compliance testing, audit, or similar control-related experience.
  • Strong working knowledge of AML (Anti-Money Laundering) regulations, including BSA (Bank Secrecy Act), OFAC (Office of Foreign Asset Control), and the USA PATRIOT Act.
  • Excellent verbal, written, and interpersonal communication skills.
  • Good investigative, analytical, and problem-resolution skills.
  • Team player, able to work effectively in a team-fostered, multi-tasking environment.
  • Proficient in Microsoft Office suite, e.g., Excel, PowerPoint, Word, Outlook.
Benefits

The Bancorp Bank, N.A. is an EQUAL OPPORTUNITY EMPLOYER and offers a competitive benefits package, including medical, dental, and vision insurance, 401(k) plan, and paid time off.

Employment with The Bancorp Bank, N.A. includes successfully passing a background check, including credit, criminal, education, employment, OFAC, and social media background history.

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