Compliance Risk Management Intern

6 days ago


Topeka, Kansas, United States Advisors Excel Full time
Job Summary: We are seeking a highly motivated and detail-oriented individual to fill the role of Compliance Risk Management Intern. As a key member of our compliance team, you will play a critical part in supporting our risk management efforts by monitoring the day-to-day activities of our advisors and registered representatives.

In this role, you will:
  • Monitor and report on potential compliance risks and issues.
  • Assist with maintaining active data feeds for personal trading accounts.
  • Take charge of compliance projects like a boss.
  • Support other compliance teams as assigned.

Requirements:
Completed coursework in corporate compliance, business transactions, or other related topics.
Previous experience in business law, particularly securities, insurance, or compliance law.
Recognition for hard work & exemplary performance.

What We Offer:
We offer a competitive salary of $45,000 - $60,000 per year, depending on experience and qualifications. We also provide opportunities for professional growth and development, as well as a collaborative and dynamic work environment.

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