Risk Management Assistant

6 days ago


Topeka, Kansas, United States Advisors Excel Full time
Job Summary

We are seeking a Surveillance Compliance Intern to join our team at Advisors Excel. As a Surveillance Compliance Intern, you will play a crucial role in supporting our compliance efforts by managing data to monitor the day-to-day activities of our advisors and registered representatives.

Your responsibilities will include managing and troubleshooting data errors and updates, assisting with maintaining active data feeds for personal trading accounts, taking charge of compliance projects, and supporting other compliance teams as assigned.

Key Qualifications:
  • A strong understanding of compliance regulations and laws.
  • Excellent analytical and problem-solving skills.
  • Ability to work independently and as part of a team.

Benefits:
  • Competitive salary ($55,000 - $65,000 per year).
  • Ongoing training and professional development opportunities.
  • A collaborative and dynamic work environment.


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