Business Risk and Control Officer, VP
4 weeks ago
The Hispanic Technology Executive Council seeks a skilled Business Risk and Control Officer, VP to join their team. This strategic professional will stay abreast of developments within their field and contribute to directional strategy by considering their application in their job and Wealth Operations.
Responsibilities
As a first line of defense risk and control partner, the successful candidate will collaborate with North & Latin America Wealth Operations in performing key risk management activities in accordance with policy and procedure requirements. This includes:
- Identifying, assessing, escalating, and dispositioning events throughout the escalation lifecycle
- Identifying and evaluating issues, including assessing root cause analysis to support the development of effective Corrective Action Plans (CAPs) and corresponding timelines
- Remediating and closing issues and CAPs, including validating supporting documentation used for closure and engaging risk partners across all three lines of defense
- Collecting, capturing, and submitting Operational Risk Events (OREs) into the Loss Capture System (LCS)
- Evaluating internal and external review data and information requests, including relationship management with risk partners across all three lines of defense
- Assessing the execution of Transformation related deliverables, including reviewing supporting documentation and engaging risk partners across all three lines of defense
- Engagement in strategic initiatives, including collaboration with key stakeholders and risk partners across all three lines of defense
- Develop and manage risk management reporting related to governance forums
- Contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA)
- Facilitate Lessons Learned event analysis, including documentation and collaboration with key stakeholders and risk partners across all three lines of defense
- Engagement in the planning and execution of the Scenario Analysis Program and the underlying scenarios
- Providing risk and control guidance in accordance with Enterprise Risk Management Framework
Qualifications
- Strong understanding of an Enterprise Risk Management Framework
- 6+ years of financial services risk management experience. Prior Wealth Operations and/or internal or external audit experience is a plus
- Robust understanding of an effective control environment, including control design and operating effectiveness
- Strong problem-solving skills; comfortable tackling complex problems by breaking down into manageable portions
- Ability to work in a fast-paced, dynamic, and global environment, including strong communication, facilitation, and consensus-building skills
- Detailed oriented, including strong organization and project management skills to meet strict deadlines
Education
- Bachelor's/University degree, Master's degree preferred
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