Compliance Risk Officer

4 weeks ago

Tampa, Florida, United States Citigroup Full time

Serves as a key member of the Independent Compliance Risk Management (ICRM) team at Citigroup, responsible for establishing and implementing internal strategies, policies, and procedures to monitor and manage sanctions regulatory requirements.

Assesses sanctions risk exposure, oversees the quality of sanctions control processes, and sets global standards to mitigate those risks and protect the franchise.

Provides support for the collation of potential breaches of sanctions from across the firm and works with contacts in the Business and Compliance to ensure consistent and effective application and implementation of sanctions-related global standards, policies, and procedures.

Collaborates with the Payments and Platform and Data Services (PDS) businesses, with a focus on the Latin American cluster, to provide advice on the applicability of policies and implementation of the economic sanctions program and regulatory changes.

Analyzes data, prepares and presents regional and global reports related to sanctions risk assessments, and monitors sanctions-related issues and escalations with senior management and global partners.

Provides input on new business initiatives, new products, and advises on complex transactions, while partnering with functional partners to ensure potential risks are appropriately vetted and addressed.

Monitors adherence to Citigroup's Global Sanctions Policy and relevant procedures, staying current on key sanctions regulatory changes, key enforcement actions, and related industry trends.

Oversees adherence to procedures and processes to ensure compliance with policies, ensuring that front-line units meet required standards, and promotes global consistency of Sanctions ICRM practices and policies within the line of business as well as cross-sector.

Assesses the impact of issues/violations (legal/regulatory, policy, reputational, etc.) and dimensions control process gaps to help management define disciplinary and corrective actions, as appropriate.

Regional Enterprise-wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance reviews, tracking and challenging remedial actions from the front-line units.

Drafts and edits sanctions-related reference materials, participates in sanctions training programs, and assesses risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets.

Must be proficient in Spanish and have knowledge of payments, receivables, commercial cards, and/or PDS, as well as understanding of funds transfers, digital channels, and data across a global infrastructure.

Preferably has expertise in Sanctions and AML regulations, risks, and typologies, as well as knowledge of Compliance laws, rules, regulations, risks, and typologies.

Must be a self-starter, flexible, innovative, and adaptive, with excellent project management and organizational skills and the capability to handle multiple projects at one time.

Proficient in MS Office applications (Excel, Word, PowerPoint) and has a Bachelor's degree, with experience in compliance, legal, or other control-related functions in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.

  • Senior Compliance Risk Officer

    4 weeks ago

    Tampa, Florida, United States Hispanic Technology Executive Council Full time

    Job Summary:Serves as a senior function/business/product compliance risk officer for the Hispanic Technology Executive Council, responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. In addition, engages with the Compliance Risk Management team to develop and apply...

  • Compliance Risk Analyst

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    Job SummaryServes as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)\'s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by Citigroup\'s first and second line of defense. The Compliance Risk Analyst performs risk-based monitoring and testing of Citigroup\'s...

  • Compliance Risk Analyst

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)\'s Compliance Testing - Branch Examinations team responsible for assessing compliance risks and controls implemented by Citi\'s first and second line of defense.Key Responsibilities:Develops, implements, and executes compliance testing, continuous assurance, and...

  • Risk and Compliance Review Specialist

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    The Risk and Compliance Review Specialist is an entry-level position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team.The overall objective is to assist in conducting reviews and analysis on business cases.Responsibilities:Assist with AML Review/investigations of account activityDocument...

  • Senior Compliance Risk Manager

    4 weeks ago

    Tampa, Florida, United States Hispanic Technology Executive Council Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Risk Manager to join our team at the Hispanic Technology Executive Council. This is a challenging and rewarding role that requires a strong understanding of compliance risk management principles and practices.Key ResponsibilitiesAssess and manage compliance risks across various business lines and...

  • Regulatory Risk Officer

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    Job SummaryCitigroup Inc is seeking a highly skilled Regulatory Risk Officer to join its team in Tampa, Florida. The successful candidate will be responsible for supporting CCAR and stress testing production activities, including data sourcing, data quality reviews, analytics, and internal and external reporting.Key Responsibilities:Support CCAR and stress...

  • Risk Management Specialist, Commercial Division

    4 weeks ago

    Tampa, Florida, United States Baldwin Risk Partners Full time

    The Sr. Client Service Specialist, Commercial Risk at Baldwin Risk Partners works closely with advisors, line-of-business specialists, and dedicated client servicing professionals to analyze client data, evaluate needs, and help create effective risk management solutions designed to meet clients' financial goals.Key Responsibilities: Prepares premium...

  • AML Compliance Officer

    4 weeks ago

    Tampa, Florida, United States Hispanic Technology Executive Council Full time

    The AML Compliance Officer is a key professional responsible for ensuring the effective implementation of AML Compliance policies and procedures within the organization. This role requires a deep understanding of AML regulations and the ability to communicate complex information to both technical and non-technical stakeholders.Key Responsibilities:Evaluate...

  • Senior Compliance Risk Manager

    4 weeks ago

    Tampa, Florida, United States Hispanic Technology Executive Council Full time

    Job DescriptionJob Title: Director, Compliance Independent AssessmentJob Summary:We are seeking a highly experienced and skilled Director, Compliance Independent Assessment to join our team. The successful candidate will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk...

  • Senior Risk Management Specialist, Commercial Insurance

    4 weeks ago

    Tampa, Florida, United States Baldwin Risk Partners Full time

    The Senior Risk Management Specialist, Commercial Insurance works closely with advisors, line-of-business specialists, and dedicated client servicing professionals to analyze client data, evaluate needs, and help create effective risk management solutions designed to meet clients' financial goals.Key Responsibilities:Prepares premium allocations and updates...

  • Compliance Risk Management Specialist

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    The Compliance Risk Management Specialist is a strategic professional who stays abreast of developments within the field of risk management and contributes to directional strategy by considering their application in their job and the business.Recognized technical authority for an area within the business, this role requires basic commercial awareness and...

  • Compliance Business Control Officer

    4 weeks ago

    Tampa, Florida, United States Hispanic Technology Executive Council Full time

    Job SummaryThe Compliance Business Control Officer is a strategic professional responsible for supporting Governance and Oversight and control programs for Client Reporting Oversight. This role requires a strong understanding of risk management consistency and excellence, as well as the ability to develop and implement strategy and process improvement...

  • Regulatory Risk Officer-VP

    4 weeks ago

    Tampa, Florida, United States Citigroup, Inc. Full time

    The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Requires basic commercial awareness. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in...

  • Insurance Risk Management Specialist

    4 weeks ago

    Tampa, Florida, United States Baldwin Risk Partners Full time

    Job Summary:The Client Relations Analyst works with advisors and line-of-business specialists to analyze client data, evaluate needs and help create effective risk management solutions designed to meet clients' financial goals.This role assists advisors with service needs and makes modifications to accounts as necessary.Key Responsibilities:Prepares...

  • Senior Risk Management Specialist, Commercial Insurance

    1 month ago

    Tampa, Florida, United States Baldwin Risk Partners Full time

    Job Title: Sr. Client Service Specialist, Commercial RiskThe Sr. Client Service Specialist, Commercial Risk plays a vital role in our team, working closely with advisors, line-of-business specialists, and dedicated client servicing professionals to analyze client data, evaluate needs, and create effective risk management solutions tailored to meet clients'...

  • Business Risk Officer, Vice President, Tampa

    1 month ago

    Tampa, Florida, United States 05218 Citigroup Global Markets Inc. Full time

    Job SummaryThe Markets Sanctions Financial Crimes Risk and Controls function is responsible for establishing and maintaining a robust sanctions control environment and awareness across Markets globally. This role will play a key part in developing a proactive control approach to assist management in achieving strategic objectives, promoting efficiency,...

  • Senior Risk Analytics Officer

    4 weeks ago

    Tampa, Florida, United States Citigroup Full time

    Job SummaryThe Risk Analytics & Reporting Senior Officer will be responsible for developing, coordinating, and finalizing all Governance Reporting deliverables for Citigroup. This role requires engagement with a broad range of stakeholders and subject matter experts to support process enhancements in line with our operational and compliance risk management...

  • Regulatory Risk Officer

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    Job SummaryCitigroup Inc. is seeking a highly skilled Regulatory Risk Officer to join its team in Tampa, Florida. As a key member of the risk management team, you will be responsible for supporting capital planning and reporting activities, including data sourcing, quality reviews, analytics, and internal and external reporting.Key Responsibilities:Support...

  • BSA/AML Compliance Officer

    4 weeks ago

    Tampa, Florida, United States The Symicor Group Full time

    Job Title: BSA/AML Compliance OfficerThe Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves.We know how to evaluate...

  • Cyber Risk Management Director

    4 weeks ago

    Tampa, Florida, United States Citigroup Inc Full time

    The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citigroup Inc is the firm's reliable second set of eyes.Our mission is to drive comprehensive and consistent practices designed to identify, measure, monitor, report and manage operational and compliance risks while promoting the implementation of actions to address root causes which...