Chief Compliance Officer
5 days ago
StoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.
Key Responsibilities:- Lead the oversight of the swap dealer compliance program, ensuring effectiveness and timely completion of tasks.
- Develop and implement policies and procedures to ensure compliance with CFTC, NFA, and swap dealer rules.
- Collaborate with management and other functional areas to ensure an appropriate compliance framework.
- Provide management and the Board with periodic updates on compliance matters.
- Administer the firm's training program and coordinate regulatory exams and requests.
- 7 to 10+ years of direct swap dealer compliance experience.
- Expert knowledge of CFTC, NFA, and swap dealer rules.
- Demonstrated ability working collaboratively with people in connection with challenging issues.
- Strong organization skills along with attention to detail.
- Ability to manage multiple tasks and adapt to changing priorities in a fast-paced environment.
- A competitive salary range of $200,000 - $300,000.
- A hybrid work schedule requiring a minimum of 3 days per week in office.
- A climate-controlled office environment.
- A full range of medical, financial, and/or other benefits.
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Chief Compliance Officer
5 days ago
New York, New York, United States Department For The Aging Full timeJob Title: Chief Compliance OfficerWe are seeking a highly motivated and experienced Chief Compliance Officer to join our team at the Department for the Aging. As a key member of our leadership team, you will be responsible for ensuring that our organization complies with all relevant laws, regulations, and industry standards.Job Summary:The Chief Compliance...
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Chief Compliance Officer
4 weeks ago
New York, New York, United States Department For The Aging Full timeJob DescriptionJob Title: Chief Compliance OfficerDepartment: Department For The AgingJob Summary:The Department For The Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, the Chief Compliance Officer will be responsible for ensuring that our organization is in compliance...
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Chief Compliance Officer
3 weeks ago
New York, New York, United States StoneX Group Inc. Full timeJob Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.Job Summary:The Chief Compliance Officer will serve as the leader in all aspects of...
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Chief Compliance Officer
2 weeks ago
New York, New York, United States Salient Full time{"h1": "Chief Compliance Officer at Salient", "p": "We are seeking a highly skilled and experienced senior compliance professional to join our team as Chief Compliance Officer. As a key member of our organization, you will be responsible for ensuring that our business operations are in compliance with all relevant laws and regulations. Key...
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Chief Compliance Officer
3 weeks ago
New York, New York, United States StoneX Group Inc. Full timeJob Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.Key Responsibilities:Lead the oversight of the swap dealer compliance program, ensuring...
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Chief Compliance Officer
2 weeks ago
New York, New York, United States StoneX Group Inc. Full timeJob Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our leadership team, you will be responsible for ensuring our compliance with applicable rules and regulations.Key Responsibilities:Lead the oversight of the swap dealer compliance...
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Chief Compliance Officer
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Chief Compliance Officer
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New York, New York, United States Department For The Aging Full timeJob Title: Chief Compliance OfficerDepartment for the Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our agency complies with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement...
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Chief Compliance Officer
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New York, New York, United States Sumitomo Mitsui Banking Corporation Full timeJob Title: Chief Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and asset management. With a presence in over 40 countries and a team of...
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Deputy Chief Compliance Officer
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Chief Compliance Officer
5 days ago
New York, New York, United States Department For The Aging Full timeJob SummaryThe Department for the Aging is seeking a highly motivated and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for ensuring that our agency complies with all relevant laws, regulations, and industry standards.Key ResponsibilitiesDevelop and implement compliance policies and...
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