Chief Compliance Officer

5 days ago


New York, New York, United States StoneX Group Inc. Full time
Job Title: Chief Compliance Officer

StoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.

Key Responsibilities:
  • Lead the oversight of the swap dealer compliance program, ensuring effectiveness and timely completion of tasks.
  • Develop and implement policies and procedures to ensure compliance with CFTC, NFA, and swap dealer rules.
  • Collaborate with management and other functional areas to ensure an appropriate compliance framework.
  • Provide management and the Board with periodic updates on compliance matters.
  • Administer the firm's training program and coordinate regulatory exams and requests.
Requirements:
  • 7 to 10+ years of direct swap dealer compliance experience.
  • Expert knowledge of CFTC, NFA, and swap dealer rules.
  • Demonstrated ability working collaboratively with people in connection with challenging issues.
  • Strong organization skills along with attention to detail.
  • Ability to manage multiple tasks and adapt to changing priorities in a fast-paced environment.
What We Offer:
  • A competitive salary range of $200,000 - $300,000.
  • A hybrid work schedule requiring a minimum of 3 days per week in office.
  • A climate-controlled office environment.
  • A full range of medical, financial, and/or other benefits.


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