Surveillance Associate

3 weeks ago


New York, New York, United States Crédit Agricole CIB Limited Full time
Job Title: Surveillance Associate

Crédit Agricole CIB Limited is seeking a Surveillance Associate to join our team. As a Surveillance Associate, you will be responsible for monitoring and analyzing electronic and voice communications to ensure compliance with regulatory requirements.

Key Responsibilities:
  • Perform routine surveillance of electronic and voice communications to detect potential violations of policies, regulations, and laws.
  • Escalate exceptions to management and provide supporting documentation.
  • Prepare key performance indicators (KPIs) for monthly and quarterly reporting.
  • Maintain an audit trail of all investigations.
  • Conduct ad-hoc investigations in response to special requests from management and HR.
  • Participate in testing and tuning of new and existing surveillance systems.
  • Maintain procedures related to electronic and voice communication surveillance.
  • Conduct research to analyze potential breaches and gauge their severity.
Requirements:
  • Minimum of 4 years of experience in a Compliance role.
  • Series 7 and 24 licenses.
  • Strong analytical and organizational skills.
  • Ability to work effectively in a team environment.
  • Good presentation and writing skills.
  • Capacity to take on board the strategy of Crédit Agricole CIB and participate in actions to deliver.
Preferred Qualifications:
  • Working experience in electronic and voice communication surveillance.
  • Understanding of different investment banking products.
  • French and Spanish proficiency.

Crédit Agricole CIB Limited is an equal opportunities employer and welcomes applications from all qualified candidates. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.



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