Current jobs related to Senior Risk Management Supervisor - Roanoke, Virginia - Charles Schwab

  • Security Supervisor

    4 weeks ago

    Roanoke, Virginia, United States Brosnan Risk Consultants Full time

    Job SummaryBrosnan Risk Consultants is seeking a highly skilled and experienced Security Supervisor to join our team. As a Security Supervisor, you will be responsible for overseeing the daily operations of our security team, ensuring the highest level of service delivery to our clients.Key ResponsibilitiesSupervise and coordinate the activities of security...

  • Senior Manager, Centralized Risk Governance

    2 days ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Your OpportunityAt Charles Schwab, you will have the chance to make a meaningful impact on your career and the finance industry as a whole. Our innovative and supportive culture empowers employees to challenge the status quo and drive business growth through effective risk management.The Retail Supervision and Risk Management group is responsible for...

  • Senior Manager, Centralized Risk Oversight

    2 weeks ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Your OpportunityAt Charles Schwab, we empower our employees to make a meaningful impact on their careers. Our innovative and collaborative culture fosters creative problem-solving, driving us to challenge the status quo and transform the finance industry together.Retail Supervision and Risk Management is an independent group responsible for providing...

  • Senior Manager Intraday Liquidity Risk Specialist

    1 week ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Job SummaryWe are seeking a highly skilled Senior Manager Intraday Liquidity to join our Liquidity and Funding Management team. In this role, you will be responsible for designing and implementing monitoring metrics and reports on intraday liquidity, identifying intraday cash flow patterns and drivers, and collaborating with cross-functional teams on...

  • Senior Manager Intraday Liquidity Risk Specialist

    4 weeks ago

    Roanoke, Virginia, United States Charles Schwab Full time

    About the RoleWe are seeking a highly skilled Senior Manager Intraday Liquidity to join our Liquidity and Funding Management group within Treasury. As a key member of our team, you will be responsible for designing and implementing monitoring metrics and reports on intraday liquidity, identifying intraday cash flow patterns and drivers, and collaborating...

  • Senior Manager, Centralized Risk Oversight

    3 days ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Job SummaryAt Charles Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development mean you'll get the tools you need to make a positive difference in the finance industry.Key ResponsibilitiesAs a Centralized Risk Supervisor, you will own the daily supervision of...

  • Third Party Vendor Manager

    1 week ago

    Roanoke, Virginia, United States Wells Fargo Full time

    About this role:Wells Fargo is seeking a seasoned Technology Vendor Manager to oversee the development and implementation of business-specific programs, processes, and controls that identify, assess, monitor, measure, and mitigate risk. This role requires a strong understanding of risk management, business controls, and compliance, as well as excellent...

  • Regulatory Inventory Management Senior Manager

    4 weeks ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Senior Manager, Regulatory Inventory ManagementAt Charles Schwab, we're committed to empowering our employees to make a meaningful impact on their careers. Our innovative and collaborative environment fosters creative problem-solving, driving us to challenge the status quo and transform the finance industry together.About the RoleThe Compliance Department...

  • Senior Manager Liquidity Analytics

    4 weeks ago

    Roanoke, Virginia, United States Charles Schwab Full time

    About the RoleWe are seeking a highly skilled Senior Manager to join our Liquidity and Funding Management group within Treasury. As a key member of our team, you will be responsible for monitoring and ensuring adherence to regulatory ratios, including the Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio (NSFR). You will also develop tools to...

  • Regulatory Inventory Management Senior Manager

    1 month ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Senior Manager, Regulatory Inventory ManagementAt Charles Schwab, we're committed to empowering our employees to make a meaningful impact on their careers. Our innovative and collaborative environment fosters creative problem-solving, driving us to challenge the status quo and transform the finance industry together.About the RoleThe Compliance Department...

  • Senior Contracts Manager: Special Projects

    4 weeks ago

    Roanoke, Virginia, United States Fidelity Investments Full time

    Job Title: Senior Contracts Manager: Special ProjectsThe Senior Contracts Manager: Special Projects is a critical role that oversees the management of medium and large-scale contracting projects related to complex research and amendment drafting. This position requires industry-specific expertise and strategic direction in the development, negotiation,...

  • Maintenance Supervisor-Roanoke

    1 month ago

    Roanoke, Virginia, United States Greenbrier Management Full time

    Job Title: Maintenance Supervisor-RoanokeGreenbrier Management Company is a leading property management organization based in Williamsburg, Virginia. With over 30 years of experience, we have established a reputation for delivering exceptional service to our residents and owners. Our team is dedicated to maintaining above-market averages for occupancy and...

  • Senior Manager IT Controls, Global Financial Controls

    1 week ago

    Roanoke, Virginia, United States Fidelity Investments Full time

    Job SummaryWe are seeking a Senior Manager IT Controls, Global Financial Controls to join our team at Fidelity Investments. This role will lead multiple project teams to assess risks to the firm's financial processes by managing complex integrated assurance reviews, select strategic initiatives to ensure adequate financial controls considerations, and other...

  • Senior Caregiver

    3 days ago

    Roanoke, Virginia, United States Five Star Senior Living Full time

    Job SummaryThe Licensed Caregiver - LPN is a vital member of the Health & Wellness Team at Five Star Senior Living, responsible for delivering exceptional care to our residents under the supervision of registered nurses and healthcare professionals.Key ResponsibilitiesAssist residents with personal hygiene, including bathing, grooming, and dressingSupport...

  • Director - Head of Strategic Risk and Analytics - Finance Management

    2 weeks ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Job SummaryWe are seeking a highly skilled Director to lead our Finance Risk Management function, responsible for designing and implementing a cohesive risk management strategy and framework to identify and mitigate risk while driving innovation and business growth.The ideal candidate will have a deep understanding of finance and risk management, with...

  • Senior Manager Intraday Liquidity Expert

    1 week ago

    Roanoke, Virginia, United States Charles Schwab Full time

    Job SummaryWe are seeking a highly skilled Senior Manager Intraday Liquidity to join our Treasury team at Charles Schwab. As a key member of our Liquidity and Funding Management group, you will be responsible for designing and implementing monitoring metrics and reports on intraday liquidity, identifying intraday cash flow patterns and drivers, and...

  • Senior Manager Intraday Liquidity

    3 days ago

    Roanoke, Virginia, United States Charles Schwab Full time

    About the Role:We are seeking a highly skilled Senior Manager Intraday Liquidity to join our Treasury team at Charles Schwab. As a key member of our Liquidity and Funding Management group, you will be responsible for designing and implementing monitoring metrics and reports on intraday liquidity, identifying intraday cash flow patterns and drivers, and...

  • Security Officer

    1 month ago

    Roanoke, Virginia, United States Brosnan Risk Consultants Full time

    Job Title: Security OfficerBrosnan Risk Consultants is a leading provider of exceptional security services nationwide. We value our employees and clients, and we pride ourselves on promoting a positive and professional work environment.Job Summary:We are seeking a highly skilled and experienced Security Officer to join our team. As a Security Officer, you...

  • Risk and Controls Specialist

    2 weeks ago

    Roanoke, Virginia, United States The Charles Schwab Corporation Full time

    Corporate Vendor Management at The Charles Schwab CorporationOur team is responsible for implementing a firm-wide, end-to-end vendor management process to maximize vendor performance and value. This involves sourcing, onboarding, and managing vendors to ensure they meet our high standards.Key Responsibilities:Develop and implement vendor management...

  • Security Officer

    3 days ago

    Roanoke, Virginia, United States Brosnan Risk Consultants Full time

    Job Summary: Brosnan Risk Consultants is seeking a highly skilled Security Officer to join our team. As a Security Officer, you will play a critical role in maintaining a safe and secure work environment while providing exceptional customer service.Responsibilities:Act as a crime deterrent while maintaining a positive and professional demeanor.Provide...

Senior Risk Management Supervisor

2 months ago

Roanoke, Virginia, United States Charles Schwab Full time
Your Opportunity

At Charles Schwab, you are encouraged to make a significant impact on your professional journey. Here, innovative thinking meets creative problem-solving, enabling us to "challenge the status quo" and reshape the finance sector collaboratively.

Charles Schwab's Wealth and Advice Solutions (WAS) division is dedicated to constructing and delivering a premier wealth management experience. The vision and mission of WAS is to enhance the accessibility of wealth management, catering to clients' needs today while innovating for the future.

Control Officer, Supervisory Officer

We are seeking a Centralized Risk Supervisor within our Wealth Advice Solutions Risk & Governance (WAS R&G) team to execute supervisory-related functions and controls based on the activities conducted by registered representatives at Charles Schwab. In this capacity, you will have the opportunity to make a substantial impact by contributing to supervisory program evaluations of electronic communications, product/service recommendations, trading activities, and trend analysis. As a vital business partner within the WAS division, the Centralized Risk Supervisor will cultivate strong relationships across the organization with various levels of WAS personnel, from client-facing representatives to Senior Leadership.

What you have

Required Qualifications
  • Bachelor's degree or equivalent professional experience.
  • Active and valid Series 7 & 66, or equivalent credentials.
  • Active and valid Series 9/10 or equivalent credentials.
  • 5+ years of supervisory/compliance/regulatory experience.
  • Robust investment industry knowledge and comprehension of compliance and regulatory requirements pertinent to alternative investment assets.
Preferred Qualifications
  • Familiarity with standard industry regulations and guidelines.
  • Exceptional communication abilities.
  • Strong relationship management skills, including the capacity to foster collaborative working relationships and promote a risk-aware culture.
  • Proven time management, analytical, and organizational skills.