Senior Manager, Centralized Risk Governance

3 days ago


Roanoke, Virginia, United States Charles Schwab Full time

Your Opportunity

At Charles Schwab, you will have the chance to make a meaningful impact on your career and the finance industry as a whole. Our innovative and supportive culture empowers employees to challenge the status quo and drive business growth through effective risk management.

The Retail Supervision and Risk Management group is responsible for providing delegated review of control and risk mitigation functions to Schwab's Investor Services. As a Centralized Risk Supervisor, you will own the daily supervision of branch activities, including trading, recommendations, communications, and operational approvals.

You will work closely with business partners across the firm to build effective working relationships with various levels of branch network employees. This role requires strong knowledge and understanding of compliance and regulatory requirements applicable to the brokerage/investment advisory industry.

Required Qualifications:

  • Active and valid Series 7, 63, 8 (9/10) or equivalent
  • 5 years supervision experience
  • Bachelor's degree or equivalent work experience
  • Strong communication, influencing, and relationship skills, including experience working with all levels of management

What We Offer:

  • Competitive benefits package, including 401(k) with company match and Employee stock purchase plan
  • Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
  • Paid parental leave and family building benefits
  • Tuition reimbursement
  • Health, dental, and vision insurance

Charles Schwab is an affirmative action employer, committed to employing and advancing in employment qualified women, racial and ethnic minorities, protected veterans, and individuals with disabilities in the workplace.



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