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Trading/Service Specialist II

2 months ago

Cincinnati, Ohio, United States Fifth Third Bank, N.A. Full time
Job Summary

Fifth Third Bank, N.A. is seeking a highly skilled Trading/Service Specialist II to join our team. As a key member of our financial services team, you will be responsible for providing exceptional customer service and support to our clients and investment executives.

Key Responsibilities
  • Receive and execute trade instructions from clients and investment executives, ensuring accurate and timely processing of trades.
  • Maintain accurate records of daily activity, including blotters and gain/loss spreadsheets, to satisfy compliance requirements.
  • Review and execute trades submitted through voice or internet systems, ensuring adherence to regulatory requirements.
  • Arrange and monitor special settlement instruction requests for trades placed, ensuring timely and accurate processing.
  • Execute broker requests for trade error corrections, requesting corrections through NFS and monitoring their successful completion.
  • Assist investment executives in all aspects of NFS trading system, providing technical support and guidance as needed.
  • Respond to client inquiries regarding margin calls, Reg T buy-ins and sell-outs, status of transfers, and other issues related to client accounts.
Requirements
  • Four-year college degree in business, accounting, or related discipline, or equivalent experience in a similar position in the industry.
  • 1-3 years of previous brokerage industry experience, with a strong understanding of equity and mutual fund trading, including stop orders, limit orders, market orders, GTC orders, margin requirements, and option orders.
  • Series 7 and Series 63 licenses required.
  • Excellent verbal and written communication skills, with the ability to work in a stressful environment and meet deadlines.
  • Strong math and organizational skills, with the ability to multi-task and prioritize tasks effectively.
  • PC literacy with proficiency in Windows and Microsoft Products, especially Excel.
About Us

Fifth Third Bank, N.A. is a leading financial institution committed to providing exceptional customer service and support to our clients. We are proud to have an engaged and inclusive culture, and we promote and ensure equal employment opportunity in all employment decisions.