Regulatory Oversight Leader for Washington's Financial Services

4 days ago


Tumwater, Washington, United States WA State Dept of Financial Institutions Full time

Company Overview:

The WA State Dept of Financial Institutions is a self-supporting agency that protects consumers and advances the financial health of Washington State by providing fair regulation of financial services. With 200-plus employees across five divisions, we work together to create a stronger economic future and secure financial environment for Washington's consumers and businesses.

About the Role:

We are seeking an experienced Regulatory Oversight Leader to oversee all enforcement activities, including taking administrative action against licensed and unlicensed entities and people, overseeing the consumer complaint process, and supervising a team of attorneys and non-attorneys. As part of our Division's Leadership Team, you will play a key role in ensuring the effectiveness of our regulatory oversight processes.

Key Responsibilities:

  • Supervise a represented staff in the Enforcement Unit, which includes attorneys and non-attorneys.
  • Plan, lead, organize, and control the work performed by the enforcement unit.
  • Assure appropriate use of resources and enhance employee effectiveness through timely appraisals and professional development opportunities.
  • Budget for the unit and share responsibility for division business planning.
  • Direct investigations and complaints process for developing administrative, civil, and criminal cases.
  • Conduct technical reviews of unit reports, charges, orders, and other generated work assignments.
  • Administer the investigation caseload and coordinate with other departments and agencies.

Requirements:

  • A Juris Doctor (JD) or equivalent law degree.
  • Good standing with the Washington State Bar Association.

Benefits:

  • $123,456 - $145,678 per year.
  • Medical, dental, retirement, and paid time off benefits.
  • Opportunities for professional development and growth.
  • A diverse and inclusive work environment.

How to Apply:

Please submit your application through the Washington State employment portal at careers.wa.gov. Attach a cover letter, resume, unofficial law school transcripts, and three professional references. Application review may begin immediately, and interviews may be conducted in person or virtually. A background check will be conducted prior to hiring.



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