Associate, Quality Assurance and Risk Management

2 weeks ago

Jersey City, New Jersey, United States RBC Capital Markets, LLC Full time
Job Summary

The Quality Assurance Associate will play a critical role in supporting the oversight and challenge of the firm's information management (data) risk management activities in support of RBC's CUSO operational risk management objectives, including regulatory reporting.

This role will perform independent and targeted data quality (DQ) assurance testing to assess the accuracy, completeness, and proper classification of reported data in conformance with regulatory reporting requirements.

Key Responsibilities
  • Obtain a deep understanding of data and reporting processes and information technology architecture.
  • Identify and assess risks related to sourcing, aggregation, provisioning, and reporting of data.
  • Perform analysis and scoping activities to support determination of the nature and extent of data quality assurance testing.
  • Apply testing techniques and methods in accordance with approved approaches to assess the accuracy, completeness, and proper classification of reported data in conformance with regulatory reporting requirements.
  • Engage with key stakeholders in data governance, finance, risk, and technology teams to gather information required for various test types including conformance and transaction testing.
  • Effectively communicate requests and inquiries verbally and in writing, discuss observations and issues, and document procedures, assumptions, results, and conclusions.
  • Discuss complex issues, resolve ambiguity, and reach agreement on resolution and remediation plans.
  • Manage and maintain data quality testing artifacts such as testing process documents, raw data, testing results, stakeholder communication.
  • Manage and report on work status, including escalating execution risks in a timely manner.
  • Contribute to the continuous evolution of the Quality Assurance team's capabilities through internal initiatives aimed at improving internal processes, controls and documentation.
Requirements
  • Graduate or Undergraduate Degree, with a focus in Accounting, Business, Finance, or a related field.
  • Minimum 3+ years of relevant work experience.
  • Experience in planning and documenting substantive testing (e.g., in an audit role), and maintaining formal workpapers.
  • Proven ability coordinating and communicating with multiple groups to drive progress and maintain transparency.
  • Experience measuring and reporting progress of owned work, including preparing scorecards and escalating risks and issues as needed.
  • Experience designing solutions to adapt to risks or obstacles to executing work.
  • Knowledge of Capital Markets, Retail Banking, and Wealth Management products, preferably with a focus in Finance, Risk or Regulatory Reporting.
  • Knowledge of data governance and data management operations concepts such as critical data elements, data lineage, data accuracy and completeness and data controls.
  • Understanding of technical data concepts such as data ingestion, data warehouse, data lakes, master reference data, data models, systems of record, aggregation layer and reporting systems.
What We Offer

RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

  • Drives RBC's high performance culture
  • Enables collective achievement of our strategic goals
  • Generates sustainable shareholder returns and above market shareholder value

  • Quality Assurance Associate

    3 weeks ago

    Jersey City, New Jersey, United States BetMGM Full time

    About UsBetMGM is a leading online gaming company that is revolutionizing the industry with its innovative products and services. We are a partnership between two powerhouse organizations, MGM Resorts International and Entain Group, and we are committed to delivering the best quality gaming experiences to our customers.We believe that each employee plays a...

  • Quality Assurance Associate

    3 weeks ago

    Jersey City, New Jersey, United States BetMGM Full time

    About UsBetMGM is a leading online gaming company that's revolutionizing the industry with its innovative products and services. We're a partnership between two powerhouse organizations, MGM Resorts International and Entain Group, and we're committed to delivering the best quality gaming experiences to our customers.We believe that every employee plays a...

  • Senior Quality Assurance Manager

    2 weeks ago

    Jersey City, New Jersey, United States Photon Full time

    Job DescriptionAt Photon, we're seeking a highly skilled Quality Assurance Lead to join our team. As a key member of our quality assurance team, you will be responsible for ensuring the highest quality of our software products.Key Responsibilities:Analyze Business Requirements Documents to develop comprehensive test strategies and plans.Participate in...

  • IT Risk Assurance Lead

    3 weeks ago

    Jersey City, New Jersey, United States Brown Brothers Harriman Full time

    About the RoleWe are seeking a highly skilled IT Risk Assurance Lead to join our team at Brown Brothers Harriman. As a key member of our risk management team, you will be responsible for leading the Cyber Risk Assessment (CRA) and NYDFS programs, while supporting the SOC 2 and Risk and Control Self-Assessment (RCSA) programs.Key ResponsibilitiesLead and...

  • Quality Assurance Analyst

    3 weeks ago

    Jersey City, New Jersey, United States MUFG Full time

    Job SummaryThe First Line of Defense Unit is responsible for performing Quality Assurance reviews of KYC routine reviews. Operations for both new onboarding, periodic reviews, and ad-hoc reassessments are conducted to ensure a control process to determine whether process output adheres to established quality objectives and to provide reasonable assurance to...

  • Risk Management Associate

    4 weeks ago

    Jersey City, New Jersey, United States ESR Healthcare Full time

    About the RoleWe are seeking a highly skilled and experienced Risk Management Associate to join our team at ESR Healthcare. As a key member of our Credit and Systemic Risk Team, you will play a critical role in supporting the goals and objectives of our department.Key ResponsibilitiesConduct ongoing monitoring of potential risks and prepare qualitative and...

  • Quality Assurance Manager

    5 days ago

    Jersey City, New Jersey, United States Croix Gear Full time

    Job Title:Quality Assurance ManagerCompany Overview:Croix Gear & Machining is a leading manufacturer of bevel and spiral bevel gears, with a strong commitment to quality and customer satisfaction. Our team of skilled professionals is dedicated to delivering precision products that meet the highest standards.Job Position Description:We are seeking a highly...

  • Operational Risk Management Associate

    2 weeks ago

    Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time

    Operational Risk AssociateJoin SMBC Group, a top-tier global financial group, as an Operational Risk Associate. In this role, you will support the Second Line of Defense Risk Management Department Americas Division's Operational Risk and Other Risks Group (ORORG) in accordance with US Regulations, Head Office policies, and industry practices for Risk...

  • Quality Assurance Manager

    2 weeks ago

    Jersey City, New Jersey, United States Inizio Partners Full time

    About the JobRole and Responsibilities Overview:As a Quality Assurance Lead, you will oversee all aspects of quality assurance, including establishing and reporting on metrics, applying industry best practices, and developing new tools and processes to ensure quality goals are met.You will adhere to formal QA processes, ensuring that the Systems...

  • Market Risk Manager

    1 week ago

    Jersey City, New Jersey, United States Fidelity TalentSource LLC Full time

    Job Description:Market & Collateral Risk Management - DirectorThe TeamFidelity's Collateral & Market Risk Management team is responsible for protecting the firm from potential losses from the margin lending and trading activities of both institutional and retail customers. The team analyzes and evaluates client portfolios and investment strategies in...

  • Senior Manager of Quality Assurance

    4 weeks ago

    Jersey City, New Jersey, United States Citigroup Full time

    Job DescriptionCitigroup, a leading global financial institution, seeks a highly experienced and skilled Senior Manager of Quality Assurance to join its team. As a key member of the organization, this individual will be responsible for overseeing the testing and validation process to ensure the highest level of quality and compliance.Key...

  • Operational Risk and Control Risk Manager

    5 days ago

    Jersey City, New Jersey, United States Bank of America Full time

    Job Title: Operational Risk and Control Risk ManagerAt Bank of America, we are committed to helping our clients achieve their financial goals through responsible growth. As an Operational Risk and Control Risk Manager, you will play a critical role in driving and executing internal control discipline and operational excellence within our Line of Business...

  • Senior Quality Assurance Manager

    3 weeks ago

    Jersey City, New Jersey, United States Tech Tammina Full time

    Job Title: Senior Quality Assurance ManagerAt Tech Tammina, we are seeking a highly experienced Senior Quality Assurance Manager to lead our QA team in delivering high-quality software solutions.Key Responsibilities:Develop and implement comprehensive test strategies and plans to ensure timely and quality deliveries.Manage onshore/offshore teams and client...

  • Inventory Management and Quality Assurance Director

    3 weeks ago

    Jersey City, New Jersey, United States CVS Health Full time

    Job SummaryWe are seeking a highly skilled and experienced professional to lead our inventory management and quality assurance efforts. As an Inventory Management and Quality Assurance Director, you will be responsible for overseeing all aspects of inventory management and quality assurance within our distribution center.Key ResponsibilitiesDevelop and...

  • Quality Assurance Specialist

    4 weeks ago

    Jersey City, New Jersey, United States Trispoke managed services Full time

    Job Summary: We are seeking a skilled Quality Assurance Specialist to join our team at Trispoke managed services. As a Quality Inspector Production, you will be responsible for ensuring the quality of our products throughout the production process. Key Responsibilities: Conduct visual and precision inspections of assemblies to ensure they meet quality...

  • Senior Manager, Internal Audit

    5 days ago

    Jersey City, New Jersey, United States RBC Capital Markets, LLC Full time

    About the RoleWe are seeking a highly skilled Senior Manager, Internal Audit - Risk Management to join our team at RBC Capital Markets, LLC. As a key member of our Internal Audit function, you will be responsible for providing independent, objective assurance over the design and execution of our risk management practices.Key ResponsibilitiesProvide assurance...

  • Director of Quality Assurance

    5 days ago

    Jersey City, New Jersey, United States Summit Health Inc Full time

    About Our CompanyWe're a physician-led, patient-centric network dedicated to simplifying healthcare and delivering connected care. Our multispecialty and urgent care providers serve millions of patients across traditional practices, patients' homes, and virtually through our operating companies. When you join our team, you become part of a compassionate...

  • Market Risk Associate Director

    3 weeks ago

    Jersey City, New Jersey, United States Dtcc Full time

    {"title": "Market Risk Associate Director", "content": "Job SummaryWe are seeking a highly skilled Market Risk Associate Director to join our team at DTCC. As a key member of our risk management team, you will be responsible for leading a team of market risk associates and analysts across global offices.Key ResponsibilitiesReview, evaluate and sign off on a...

  • Senior Quality Assurance Manager

    2 weeks ago

    Jersey City, New Jersey, United States Photon Full time

    Job DescriptionPhoton is seeking a highly skilled Quality Assurance Lead to join our team. As a key member of our quality assurance team, you will be responsible for ensuring the highest quality of our products and services.Key Responsibilities:Analyzing Business Requirements Documents to gain a deep understanding of our systems and creating comprehensive...

  • Senior Risk Management Specialist

    1 month ago

    Jersey City, New Jersey, United States Royal Bank of Canada> Full time

    Exciting Opportunity at a Leading Financial InstitutionRoyal Bank of Canada is seeking a highly skilled professional to play a key role in maintaining a strong risk management culture and oversight within the Business & Client Services (BCS) functions.Key Responsibilities:Conducting thorough risk assessments and monitoring key processes;Developing and...