Regulatory Oversight Specialist

Key ResponsibilitiesRegulatory Compliance Program Development:Design, implement, and manage the firm's compliance program, ensuring adherence to all applicable laws, regulations, and industry standards.Develop and maintain policies and procedures for principal and proprietary trading activities.Regulatory Liaison:Serve as the primary point of contact with...

About the RoleJoulé is looking for a highly skilled Regulatory Compliance Specialist to join our team in Jersey City, NJ. As a key member of our quality team, you will be responsible for ensuring product quality and regulatory compliance while fostering continuous improvement across the company.The ideal candidate will have at least 5 years of experience in...

Job Title: IT Regulatory Reporting SpecialistWe are seeking an experienced IT Business Analyst to support our regulatory reporting efforts. The successful candidate will have a strong understanding of regulatory reporting requirements and experience with data analysis and mapping.Key Responsibilities:Analyze data requirements and map them to relevant systems...

Job DescriptionAs a Regulatory Affairs Specialist at Axiom Software Solutions Limited, you will be responsible for ensuring compliance with company Standard Operating Procedures and regulatory agency regulations/guidance.Key Responsibilities:Represent Regulatory Affairs on cross-functional project teams.Provide technical expertise to cross-functional teams...

**Job Description**As a Regulatory Reporting Specialist, you will play a crucial role in providing requirements specifications for new and changes to existing regulatory reporting. You will work closely with the regulatory reporting business unit, application, and reporting teams to ensure seamless coordination.You will be responsible for documenting client...

About the Job Taurus Search is recruiting a Senior Regulatory Reporting Specialist to support our Regulatory Reporting team. As a key member of this team, you will play a critical role in ensuring the accuracy and timeliness of regulatory reports. Your primary responsibilities will include reviewing and reconciling data from group companies/data providers,...

As a Regulatory Reporting Specialist at J and M Group, you will play a key role in ensuring compliance with regulatory requirements and maintaining accurate financial data. Your responsibilities will include designing and implementing data validation checks and reconciliation processes integration, integrating AxiomSL with existing systems and databases...

Aquent Talent is seeking a skilled Complex Project Oversight Specialist to join our team. This role involves managing complex projects, ensuring they are completed on time, within budget, and to the highest quality standards. The ideal candidate will have a strong understanding of project management methodologies and telecom technologies.About the Role:This...

Job Description:You will work as a Senior Regulatory Affairs Specialist, responsible for designing a compliance program that supports various new products and services. You will proactively identify and address regulatory issues and ensure that regulatory requirements are met. As a key member of the Enterprise Services Compliance team, you will collaborate...

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

About the RoleWe are looking for a Regulatory Affairs Specialist to join our investment industry team at Moomoo. In this role, you will be responsible for reviewing internal and external communication materials to identify potential risk points, evaluating and improving departmental policies and procedures, and proposing recommendations to enhance the...

Job OverviewWe are seeking a highly skilled Tax Operations and Regulatory Reporting Specialist to join our team. In this role, you will be responsible for coordinating tax and transaction reporting compliance in a constantly evolving business and regulatory environment.About UsJefferies is a global full-service investment banking and securities firm. Our...

Job Title:AxiomSL Expert Developer and Regulatory Reporting SpecialistWe are seeking an experienced AxiomSL expert developer to join our team. The successful candidate will be responsible for developing and supporting reports in AXIOM V10, working closely with the Finance and Regulatory Reporting Teams.

Job Overview:Experis is seeking an experienced Infrastructure Operational Resiliency (IOR) Policy and Process Oversight Analyst to join our team in Jersey City, New Jersey. This individual will be responsible for facilitating Data Backup Policy and Standards compliance, managing Process Owner Portal (POP) Single Process Inventory (SPI), and addressing...

We are looking for a highly skilled Data Engineering Specialist to join our team at Financial Industry Regulatory Authority, Inc. As a key member of our data engineering team, you will be responsible for developing feature functions within our Feature Framework and collaborating with data scientists to generate datasets using the Framework. Strong coding...

Axiom Software Solutions Limited is seeking a highly skilled Regulatory Support professional to join our team. The successful candidate will have a strong background in pharmaceutical regulatory affairs and experience working with FDA inspections and internal audit processes.The estimated salary for this position is $120,000 - $180,000 per year, depending on...

Job SummaryAs a Data Support Associate at SMBC Nikko Securities America, Inc., you will play a crucial role in ensuring the Bank's continuous compliance with federal and industry financial reporting regulations. This involves monitoring, evaluating, and analyzing financial regulatory filings, as well as developing regulatory reports concerning current and...

**Job Description:**We are seeking a highly skilled AML/KYC Compliance Specialist to join our Client Onboarding organization.As a key member of this team, you will be responsible for reviewing regulatory documentation, developing policies and procedures, and collaborating with cross-functional teams to ensure compliance with firm requirements.This role...

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

Job OverviewAIG is a leading global insurance organization seeking a highly skilled Regulatory Analyst to join our Global Legal, Compliance and Regulatory (GLCR) team. This role will support the product filings group and related work to assess state filings policies and procedures, state requirements, quality control and monitoring activities. The successful...