Senior Compliance Analyst

2 days ago

Malvern, Arkansas, United States BM Technologies, Inc. Full time
Job Overview

BMTX is seeking a highly motivated and results-driven Senior Compliance Analyst to join the Compliance Monitoring and Testing Team within the Compliance business unit.

The Senior Compliance Analyst will participate in the execution of reviews of various bank products, services, and related control processes in accordance with an established Monitoring & Testing Compliance Program.

Key Responsibilities
  • Lead and/or participate in compliance monitoring and testing reviews of various areas of the company in accordance with the established Monitoring & Testing Program.
  • Perform compliance monitoring and testing, understanding the existing business process and control environment, and assess the design and effectiveness of compliance controls within the company.
  • Develop and enhance test plans to assess control effectiveness.
  • Deliver well-developed and documented workpapers to support monitoring and testing review work, conclusions, and reports.
  • Work within a fast-paced environment and complete review and testing assignments within established budgets and due dates.
  • Participate in the process of documenting and executing on review reports.
  • Track and validate corrective action plans for reported issues.
  • Contribute to enhancements of review and/or team processes, including seeking and recommending areas of efficiency and implementing best practices and procedures to improve the efficiency and effectiveness of the Monitoring and Testing Program.
Requirements
  • A Bachelor's degree in business, finance, or a related field or equivalent experience.
  • Certification such as CRCM and/or CAMS preferred.
  • 3-5 years of financial/banking experience preferred in the area of compliance, compliance monitoring/testing, internal audit.
  • Knowledge of banking products, operations, systems, and organization, especially in the area of deposits.
  • Solid understanding, working knowledge, and experience of banking regulations, in the area of Regulation E, Reg DD, CC, and other deposit-related banking rules and regulations.
  • Ability to comprehend and analyze banking laws and regulations.
  • Ability to foster positive relationships with individuals within the Compliance Monitoring and Testing Team, Compliance Department, and LOB Partners.
  • Strong oral, communication, writing, organizational, and planning skills.
  • Ability to maintain a high degree of accuracy and attention to details in the conduct of reviews while also demonstrating analytical problem-solving skills.
  • Ability to work independently and lead and/or participate in assignments with the support of the Compliance Monitoring and Testing Team Manager.
What We Offer

BMTX is an equal opportunity employer and welcomes applications from qualified candidates without regard to their race, color, religion, national origin, sex/gender, sexual orientation, gender identity, protected veteran status, or disability.

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