AVP Compliance Oversight Team Lead

3 weeks ago

Sioux Falls South Dakota, United States Bancorp Bank, The Full time
Job Summary

We are seeking an experienced Compliance Oversight Team Lead to join our team at Bancorp Bank, N.A. The successful candidate will be responsible for providing daily oversight to the Monitoring and Oversight team to ensure products and processes for assigned business lines are in compliance with laws and regulations.

Key Responsibilities
  • Compliance Oversight: Assist Management in overseeing the testing functions in accordance with the bank's approved compliance management system (CMS).
  • Performance and Quality Standards: Contribute to the creation and maintenance of performance and quality standards for staff members which will foster individual growth and advancements.
  • Policies and Procedures: Assist with drafting Monitoring and Oversight policies and procedures. Reviews workflows, documents, and internal processes to identify areas of improvements and automation within the testing process.
  • Training and Coaching: Facilitate training and coaching as needed to ensure staff is trained to perform the regulatory reviews assigned.
  • Departmental Goals and Workload: Plan, organize, and prioritize management's departmental goals and workload.
  • Business Partnerships: Develop close working relationships with internal and external business partners.
  • Subject Matter Expert: Act as the subject matter expert in rules, regulations, and supervisory guidance as it relates to the Fintech Solutions Group.
  • Regulatory Changes: Keep abreast of regulatory changes and industry trends. Determines impact, if any, on company operations, processes, and procedures, and recommend changes.
  • Leadership Responsibilities: Assist people manager in overseeing team in day-to-day operations. Creates an inspiring team environment with an open communication culture. Delegates tasks and sets deadlines to achieve goals. Identifies training needs and provides coaching. Inspires confidence and motivates others to perform at their best.
Qualifications
  • Education/Experience Requirements: Undergraduate degree in a related field or an equivalent combination of training and experience.
  • Bank Regulatory Compliance Experience: A minimum of 5 years of bank regulatory compliance experience or combination of training and experience.
  • Management or Prior Leadership Experience: Management or prior leadership experience.

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