Compliance Risk Analyst Senior

2 days ago


Jersey City, New Jersey, United States Citigroup Inc Full time
Job Summary

The Senior Compliance Risk Analyst for Citigroup Inc.'s Surveillance team is responsible for overseeing surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures.

This role involves the design and implementation of new or enhanced surveillances, as well as the analysis of surveillance and trading activity data to identify potential risks and escalate issues to designated supervisors or managers.

The ideal candidate will have a strong understanding of compliance laws, rules, and regulations, as well as excellent research and analytical skills.

Key Responsibilities:

  • Reviews and analyzes surveillance and trading activity data to identify potential risks and escalate issues to designated supervisors or managers.
  • Designs and implements new or enhanced surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.
  • Provides troubleshooting support on a wide variety of projects, including ad-hoc projects and regulatory exams directed by other organizations within the compliance and legal departments.
  • Monitors adherence to ICRM's risk policies and relevant procedures and remains abreast of any changes to regulations and or policies to prevent risk and protect the organization.
  • Assists with editing and maintaining ICRM program-related materials and interacts with other areas within Citi in a collaborative manner to provide best-in-class surveillance support.

Qualifications:

  • 5-8 years of experience in compliance and risk management.
  • Strong understanding of compliance laws, rules, and regulations.
  • Excellent research and analytical skills.
  • Excellent written and verbal communication skills.
  • Ability to operate with a limited level of direct supervision.
  • Ability to exercise independence of judgment and autonomy.

Education:

Bachelor's degree or equivalent experience.

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.



  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Risk Analyst to join our Trade Surveillance team. As a key member of our team, you will be responsible for designing, implementing, and overseeing surveillance programs to detect and prevent regulatory violations and internal policy breaches.Key ResponsibilitiesDevelop and maintain surveillance...


  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Risk Analyst to join our Trade Surveillance team. As a key member of our team, you will be responsible for designing, implementing, and overseeing surveillance programs to detect and prevent regulatory violations and internal policy breaches.Key ResponsibilitiesDevelop and maintain surveillance...


  • Jersey City, New Jersey, United States Saxon Global Full time

    Job Title: Compliance Risk AnalystJob Summary:Saxon Global is seeking a highly skilled Compliance Risk Analyst to join our team. As a key member of our Compliance department, you will be responsible for reviewing metrics reports, determining their validity, and ensuring data quality.Key Responsibilities:Support a metrics reporting platform for Compliance...


  • Jersey City, New Jersey, United States Saxon Global Full time

    Job Title: Metrics Reporting AssociateJob Summary: We are seeking a highly skilled Compliance Risk Analyst to join our team at Saxon Global. As a key member of our Compliance department, you will play a critical role in reviewing and analyzing metrics data to ensure its accuracy and validity. Your expertise in data analytics and risk management will be...


  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Serves as a key member of the Independent Compliance Risk Management (ICRM) Surveillance team, responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.When potentially anomalous behavior is detected, the team collaborates with partners across...


  • Jersey City, New Jersey, United States Virtusa Full time

    Job SummaryWe are seeking a highly experienced Senior Risk Business Analyst to join our team at Virtusa. The ideal candidate will have at least 15+ years of experience in Risk and Compliance within a large IT organization, with top-notch English communication skills and the ability to work with senior MD-level client stakeholders. Key Responsibilities-...


  • Jersey City, New Jersey, United States Brown Brothers Harriman Full time

    About the RoleBrown Brothers Harriman is seeking a highly skilled Sr. Technology Risk Analyst to join our Cyber & Technology Risk Management team. As a key member of our Enterprise Risk Management group, you will play a critical role in driving risk management through control analysis and risk assessments for the Systems organization.Key ResponsibilitiesRisk...


  • Jersey City, New Jersey, United States Dtcc Full time

    About the RoleWe are seeking a highly skilled Senior Model Risk Analyst to join our team at DTCC. As a key member of our Risk Management team, you will be responsible for overseeing enterprise-wide model risk management and supporting front-line units in managing model risk.Key ResponsibilitiesAssist with daily issue management process, including reviewing...


  • Jersey City, New Jersey, United States Virtusa Full time

    Senior Risk Business AnalystWe are seeking a highly experienced Senior Risk Business Analyst to join our team at Virtusa. The ideal candidate will have a strong background in risk management and a proven track record of working with senior stakeholders in the financial services domain.Key Responsibilities:Develop and implement risk management strategies to...


  • Jersey City, New Jersey, United States Headway tek Full time

    Job Title: Senior Business Data Analyst - Risk ManagementHeadway Tek Inc. is seeking a highly skilled Senior Business Data Analyst to join our team. As a key member of our organization, you will be responsible for analyzing and interpreting complex data to inform business decisions.Key Responsibilities:Analyze current inventory of End-User Computing (EUCs)...


  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our Markets team. As a key member of our Compliance Risk Management team, you will be responsible for assessing and mitigating compliance risks across our Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to ensure effective risk management and...


  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Job SummaryServes as a key member of the Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM), responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams. The goal is to detect behaviors that may violate regulatory rules or internal...


  • Jersey City, New Jersey, United States Verisk Analytics Full time

    Job SummaryWe are seeking a highly skilled Compliance & Product Services Analyst to join our team at Verisk Analytics. As a key member of our property team, you will play a critical role in the technical development of new and revised insurance programs.Key ResponsibilitiesParticipate in the development of new and revised insurance programs in response to...

  • Global Risk Analyst

    1 month ago


    Jersey City, New Jersey, United States Bank of America Full time

    Job DescriptionGlobal Risk Development Program OverviewThe Global Risk Development Program at Bank of America is a two-year development program designed to introduce talented individuals to the Global Risk Management (GRM) group. GRM is an enterprise control function that provides independent risk management for Bank of America, ensuring the company pursues...


  • Jersey City, New Jersey, United States JobRialto Full time

    Job Title: Senior Business Data AnalystWe are seeking a highly skilled Senior Business Data Analyst to join our team at JobRialto. As a Senior Business Data Analyst, you will be responsible for analyzing and mapping End-User Computing (EUC) data, working closely with business stakeholders and technology teams to elicit, analyze, document, communicate, and...


  • Jersey City, New Jersey, United States JobRialto Full time

    Job Title: Senior Business Data AnalystWe are seeking a highly skilled Senior Business Data Analyst to join our team at JobRialto. As a key member of our business intelligence team, you will be responsible for analyzing and mapping End-User Computing (EUC) data to support business decision-making.Key Responsibilities:Analyze the current inventory of EUCs to...


  • Jersey City, New Jersey, United States JobRialto Full time

    Job Title: Senior Business Data AnalystWe are seeking a highly skilled Senior Business Data Analyst to join our team at JobRialto. As a key member of our business intelligence team, you will be responsible for analyzing and mapping End-User Computing (EUC) data to support business decision-making.Key Responsibilities:Analyze the current inventory of EUCs to...


  • Jersey City, New Jersey, United States Collabera Full time

    Job Title: Senior Business AnalystWe are seeking a highly skilled Senior Business Analyst to join our team at Collabera. As a Senior Business Analyst, you will be responsible for analyzing business problems and developing technology solutions to address them.Key Responsibilities:Ownership of work streams with business and technology stakeholders to discuss...


  • Jersey City, New Jersey, United States Collabera Full time

    Job Title: Senior Business AnalystCollabera is seeking a highly skilled Senior Business Analyst to join our team. As a Senior Business Analyst, you will be responsible for working with business and technology stakeholders to discuss business problems and propose technology solutions.Key Responsibilities:Ownership of work streams with business and technology...


  • Jersey City, New Jersey, United States Citigroup Inc Full time

    Job SummaryAs a Compliance Risk Officer at Citigroup Inc, you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the...