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Senior Securities Compliance Specialist

2 months ago

Englewood, Colorado, United States AngloGold Ashanti Full time
Job Summary

We are seeking a highly skilled Senior Securities Compliance Specialist to join our team at AngloGold Ashanti. The successful candidate will be responsible for ensuring the company's compliance with governance-related requirements under U.S. Securities and Exchange Commission (SEC) rules and regulations, NYSE listing standards, and other applicable requirements.

Key Responsibilities
  • Prepare and review SEC filings (including annual, quarterly, proxy statement, and beneficial ownership reports) and other securities work as needed.
  • Develop and maintain policies for compliance with securities-related regulatory requirements, including the Sarbanes-Oxley Act, CYSE rules, and proxy advisory firm policies.
  • Review and maintain corporate governance policies and procedures, including Board and committee charters, corporate policies and guidelines, and other governance documents.
  • Manage corporate governance and support the Board and committee meetings, such as preparation of meeting materials, resolutions, minutes, and relevant research.
  • Advise on investor relations matters, including quarterly results publications, scripts and announcements, investor communications, appropriate disclosures, investor outreach, and other investor relations activities.
  • Assist HR Operations as well as Performance and Rewards Departments on employment, equity plans and executive compensation matters.
  • Prepare Board resolutions and provide assistance with Board and committee materials.
  • Provide oversight and manage new regulations and rules that the company may become subject to and advise on relevant corporate governance, investor relations, insider trading, and other public company policies and processes.
Requirements
  • Relevant degree and admission to the Bar of a state or jurisdiction of the United States.
  • 7+ years of experience with securities law and filings for US public company advisory at a top law firm and/or in-house at a U.S. public company.
  • Preference for experience with foreign private issuer and domestic registrant requirements.
What We Offer
  • A competitive salary range of $290,000-$310,000.
  • A comprehensive benefits package, including company-paid medical, dental, and vision insurance premiums, flexible spending accounts, 401(k) retirement plan with employer match, vacation, paid sick leave, paid holidays, and other ancillary benefits.