Compliance Risk Management Specialist
6 days ago
Job Summary
The Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of the CCRA, and assisting with drafting policies, procedures, results and management reporting. This role will also assist with the management of the compliance controls inventory.
Key Responsibilities
- Operational Execution
- Facilitate the day-to-day execution of the CCRA -- Collaborating with key stakeholders to identify and assess compliance risks and mitigating controls within the Bank's business operations and processes.
- Work with the first and second lines of defense to build and maintain a compliance controls inventory.
- Coordinate with Enterprise Risk to ensure alignment and integration of the CCRA with the RCSA.
- Coordinate with the Regulatory Change Management Team to ensure the CCRA incorporates applicable regulations and regulatory changes.
- Collaborate with stakeholders to gather information and data, assess risk exposure and coordinate risk mitigation efforts.
- Provide recommendations and actionable insights to management on ways to mitigate identified compliance risks (includes process improvements, controls implementation, and policy enhancements).
- Develop and deliver training programs and awareness campaigns to educate employees on compliance management principles, requirements and best practices.
- Assist with ongoing reviews and assessments of the Bank's compliance risk management program to identify areas for enhancement and implement those enhancements as needed.
- Tools, Tracking and Reporting
- Provide feedback and enhancements to policies and procedures on a regular basis.
- Assist with the development and maintenance of KRIs to track risk assessment progress and results.
- Assist with the continued automation of the CCRA in the GRC Tool
- Analyze data and review documentation to evaluate the potential impact of compliance risks on the Bank.
- Assist with accurate reporting, action plan monitoring, and GRC Tool quality assurance
- Track the status of compliance risks by monitoring key risk indicators and preparing regular reports for management and regulatory authorities to communicate risk levels and mitigation efforts.
- Document risk assessment processes, findings and recommendations in accordance with established policies and procedures to ensure transparency and accountability.
Requirements
This role requires a strong understanding of compliance risk management principles and practices, as well as excellent communication and collaboration skills. The ideal candidate will have experience working in a similar role and a proven track record of success in managing compliance risks.
-
Compliance Risk Management Specialist
1 week ago
Farmington Hills, Michigan, United States Comerica Bank Full timeJob SummaryThe Corporate Compliance Risk Assessment Specialist plays a critical role in supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program at Comerica Bank. This position is responsible for managing templates and data inputs, supporting the execution of the CCRA, and assisting with drafting policies, procedures,...
-
Compliance Risk Management Specialist
2 weeks ago
Farmington Hills, Michigan, United States Comerica Bank Full timeJob DescriptionCompliance Specialist III, Vice PresidentThis position is responsible for providing guidance and direction and making recommendations with respect to compliance laws and regulations. This includes ongoing guidance as well as leading and managing major implementation processes including Compliance Management System (CMS) Monitoring, Third-Party...
-
Compliance Risk Manager
6 days ago
Farmington Hills, Michigan, United States Comerica Bank Full timeJob SummaryThe Compliance Advisory Lead within the Second Line of Defense (2LOD) at Comerica Bank is responsible for providing leadership, vision, and regulatory compliance subject matter direction to the Commercial division. This role requires active seeking and proactive recognition of new laws and regulations that will impact the business units.Key...
-
Compliance Risk Manager
6 days ago
Farmington, Michigan, United States Bosch Group Full timeJob SummaryWe are seeking a highly skilled Senior Financial Compliance Analyst to join our team at the Bosch Group. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our financial operations and maintaining a strong compliance culture within the organization.Key ResponsibilitiesInvestigationsMonitor and review...
-
Commercial Compliance Manager
2 weeks ago
Farmington Hills, Michigan, United States Comerica Bank Full timeJob SummaryThe Commercial Compliance Advisory Manager will provide guidance and direction to the Commercial line of business on the organization's Compliance program and serve as a trusted advisor to Commercial line of business leadership. This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact...
-
Compliance Strategy Manager
2 weeks ago
Farmington Hills, Michigan, United States Support Full timeWelcomeWe invite you to discover the exceptional culture, dedicated individuals, and rewarding opportunities that define our organization. Make your next career decision a confident one.Job Qualifications: - Bachelor's Degree from an accredited institution or 4 years of relevant experience - 8 years of experience in banking regulatory compliance or related...
-
Compliance Governance Specialist
1 week ago
Farmington, Michigan, United States comerica Full timeJob SummaryThis Compliance Monitoring Specialist role is responsible for providing strategic guidance and direction to Comerica on compliance laws and regulations. The ideal candidate will have a strong background in regulatory compliance and risk management, with experience in implementing and managing compliance management systems.Key...
-
Corporate Compliance Officer
6 days ago
Farmington Hills, Michigan, United States Comerica Bank Full timeJob SummaryThe Corporate Compliance Risk Assessment Specialist plays a critical role in supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program at Comerica Bank. This position is responsible for managing templates and data inputs, supporting the execution of the CCRA, and assisting with drafting policies, procedures,...
-
Regulatory Compliance Officer
6 days ago
Farmington Hills, Michigan, United States Comerica Bank Full timeJob SummaryThis position is responsible for providing guidance and direction and making recommendations with respect to compliance laws and regulations. This includes ongoing guidance as well as leading and managing major implementation processes including Compliance Management System (CMS) Monitoring, Third-Party Risk Management and Compliance Risk...
-
Collateral Risk Management Analyst
2 weeks ago
Farmington Hills, Michigan, United States CFA Institute Full timeWelcomeWe invite you to discover the exceptional culture, dedicated individuals, and rewarding opportunities that make CFA Institute a remarkable place to work. Make your next career decision a confident one.QualificationsPosition Qualifications:- Bachelor's degree in Finance or Accounting, or equivalent professional experience.- Minimum of 2 years of...
-
Business Unit Risk Management Specialist
1 week ago
Farmington, Michigan, United States comerica Full timeJob SummaryWe are seeking a highly skilled Business Unit Risk Management Specialist to join our team at Comerica. As a key member of our Risk Management Lifecycle, you will play a critical role in identifying, assessing, and mitigating risks across our business units.Key ResponsibilitiesRisk Identification and AssessmentIdentify and understand risks in...
-
Business Unit Risk Management Specialist
1 week ago
Farmington, Michigan, United States comerica Full timeJob SummaryWe are seeking a highly skilled Business Unit Risk Management Specialist to join our team at Comerica. As a key member of our Risk Management Lifecycle, you will play a critical role in identifying, assessing, and mitigating risks across our business units.Key ResponsibilitiesRisk Identification and AssessmentIdentify and understand risks in...
-
Compliance Advisory Lead, Wealth Management
1 week ago
Farmington, Michigan, United States comerica Full timeJob DescriptionJob Title: Compliance Advisory Lead, Wealth ManagementJob Summary:The Compliance Advisory Lead within the Second Line of Defense (2LOD) is responsible for providing leadership, vision, and regulatory compliance subject matter direction to the Trust division of Wealth Management at Comerica.Key Responsibilities:Provide advice and guidance on...
-
Compliance Advisory Lead, Wealth Management
2 weeks ago
Farmington, Michigan, United States comerica Full timeJob DescriptionJob Title: Compliance Advisory Lead, Wealth ManagementJob Summary:We are seeking a highly skilled Compliance Advisory Lead to join our team at Comerica. As a key member of our Second Line of Defense, you will provide leadership, vision, and regulatory compliance subject matter direction to our Trust division of Wealth Management.Key...
-
Risk Management Specialist
4 days ago
Farmington, Michigan, United States TD Bank N.A Full timeJob Summary:The Risk Manager I is a critical role at TD Bank N.A, responsible for developing and implementing risk management strategies to ensure the bank's financial stability and growth. This position requires a strong understanding of risk management principles, financial regulations, and industry trends.Key Responsibilities:Develop and implement risk...
-
Risk Management Analyst
2 weeks ago
Farmington Hills, Michigan, United States Support Full timeIndustry Overview: Financial ServicesWhy Explore this Career Opportunity:Attractive salary package up to $ [Highest Pay]Prospects for professional growth and advancement within the companyComprehensive benefits package encompassing monetary compensation, professional development, and flexible benefitsRobust retirement plans and generous leave...
-
Senior Risk Management Specialist
2 weeks ago
Auburn Hills, Michigan, United States TD Bank N.A Full timeThe Senior Risk Management Specialist oversees the development, execution, and assessment of diverse risk categorization and acquisition strategies for TD Bank N.A.'s Consumer Deposit Accounts.Key strategies encompass, but are not limited to: innovative account initiation strategies facilitated through Risk Manager, Manager, Risk, Continuous, Accounting,...
-
Operational Risk Strategy Specialist
2 weeks ago
Farmington Hills, Michigan, United States Support Full timeIndustry Sector: Financial ServicesWhy Explore this Career Opportunity:Attractive compensation package up to $[amount]Potential for professional growth and development within the organizationComprehensive benefits package focusing on health, wellness, and career advancementCollaborative and encouraging workplace cultureOpportunity to influence operational...
-
Risk Management Analyst
1 week ago
Farmington, Michigan, United States comerica Full timeAbout the RoleWe are seeking a highly skilled Risk Management Analyst to join our team at Comerica. As a key member of our Risk Management team, you will play a critical role in identifying, assessing, and mitigating risks that could impact our business.Key ResponsibilitiesDevelop and Maintain Risk Reporting: Support the development of key risk indicators...
-
Senior Risk Management Consultant
2 weeks ago
Farmington Hills, Michigan, United States Support Full timeIndustry Sector: Financial ServicesWhy Explore this Career Opportunity:Attractive compensation package up to $[amount]Prospects for professional growth and advancement within the companyInclusive Total Rewards program encompassing health, wellness, and professional development benefitsEngage in a cooperative and encouraging workplaceOpportunity to contribute...