Assistant General Counsel

3 hours ago


Wheaton, Illinois, United States Talently Recruiting Full time
Assistant General Counsel Job Description

We are seeking an exceptional Assistant General Counsel to join our elite legal team at Talently Recruiting. As a trusted Mutual Fund and Financial Services company, we need a skilled professional with 5+ years of corporate experience and a passion for Securities Law.

Key Responsibilities:

  • Ensure compliance with applicable securities laws and regulations governing mutual funds, such as the Investment Company Act of 1940.
  • Help manage a core group of mutual funds and assist in the creation and registration of mutual funds.
  • Review registration statements and annual shareholder reports.
  • Attend board meetings and review board materials, and ensure adherence to internal policies and regulatory requirements.
  • Identify and manage risks associated with mutual fund operations and conduct due diligence for potential investments, ensuring that funds are in compliance with legal and regulatory requirements.
  • Conduct legal due diligence for corporate transactions, mergers, acquisitions, and other strategic initiatives.
  • Perform tasks assigned by Senior Corporate Counsel.

Requirements:

  • 5+ years of Corporate Experience in either Securities, Financial Services or M&As.

Preferred Skills:

  • Compliance Experience is a major plus.
  • M&A Experience is a major plus.
  • Experience with Investment Advisors Act, Investment Company Act of 1940, SEC, FINRA (Financial Industry Regulatory Authority).
  • Private Equity Experience is a plus.

What We Offer:

  • $150K-240K+ Bonus.
  • Health Benefits.
  • 401K.


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