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Corporate Banking Compliance Officer, AVP

2 months ago

New York, New York, United States MUFG Bank, Ltd. Full time
About the Role

We are seeking a highly skilled Corporate Banking Compliance Officer, AVP to join our team at MUFG Bank, Ltd. This is an exciting opportunity to work in a fast-paced environment and contribute to the success of our organization.

Key Responsibilities
  • Support the KYC due diligence process by engaging and collaborating with Corporate Banking clients, Relationship Managers, Product Groups, and other stakeholders.
  • Partner with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end-to-end basis for an assigned list of clients.
  • Monitor and review business activities across various product areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/compliance issues identified as part of the KYC due diligence.
  • Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas & other global stakeholders to understand business ties, and taking ownership of client due diligence review as part of assessing relationship/product risk as critical functions to help various Corporate Banking groups within GCIB.
  • Showcase high proficiency in identifying risk flags, supported by rigorous trainings and guidance from Process Governance, AML Advisory & other stakeholders.
  • Collaborate and handle requests from FLoD Control Office, SLoD, TLoD (i.e. Internal Audit).
  • Attend appropriate training and support on a periodic basis.
  • Meet the requirements of various MUFG standards, policies & procedures including but not limited to Global KYC Standard, U.S. Branches Know Your Customer Procedure for First Line of Defense.
  • Seek guidance and escalate complex scenarios to Team Lead as needed.
Requirements
  • Bachelor's degree in Business, Finance, Economics or equivalent work experience, Master's in Business or CFA preferred.
  • Prior KYC experience of working with Corporate Banking clients preferred.
  • Ability to work in a fast-paced culture and deadline-driven environment.
  • Awareness and understanding of Know Your Customer (KYC) due diligence procedures.
  • Understanding of Final CDD Rule.
  • Understanding of rules involving BSA/AML, OFAC & Sanctions.
  • Exhibit culture of strong risk principles.
  • Ability to engage local & overseas stakeholders in different time zones.
What We Offer

The typical base pay range for this role is between $95k-$120k depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives, and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.