Investment Operations Specialist

2 weeks ago


Walnut Creek, California, United States Capital Advantage, Inc. Full time
Job Summary

Capital Advantage, Inc. is a leading wealth management firm seeking a highly skilled Investment Operations Associate to join our team. As a key member of our investment management team, you will be responsible for providing exceptional support to our clients and ensuring the smooth operation of our investment processes.

Key Responsibilities
  • Conduct thorough security analysis and asset allocation to optimize investment portfolios
  • Manage trading activities, performance reporting, and client billing/reconciliation
  • Set up and maintain internal accounts, ensuring compliance with company policies and SEC requirements
  • Collaborate with the Director of Investment Management and Chief Compliance and Operating Officer to drive business growth and success
Requirements
  • Exceptional attention to detail and strong analytical skills
  • Understanding of company policies and procedures, as well as SEC requirements
  • Undergraduate degree in business, finance, or accounting, with a strong academic record
  • Current Series 65 license or equivalent, with the ability to attain within the first 6 months of employment
  • Experience working in the financial services industry, with a strong understanding of account custodians and trading applications
What We Offer
  • Competitive base salary with performance-based quarterly bonus structure
  • Generous paid time off, including vacation, sick leave, and holidays
  • Paid daily wellness break program
  • Comprehensive benefits package, including 401(k) with guaranteed profit-sharing match, health, dental, and vision insurance, and long-term disability and life insurance options

To apply, please submit your resume and a custom cover letter to the email address listed below. We are an equal opportunity employer and welcome applications from all qualified candidates.



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