Compliance Officer

At Social Capital Resources, we are seeking a seasoned Compliance Officer to support our Front Office in implementing and executing compliance initiatives, processes, and controls that manage compliance risks.Key responsibilities include:Maintaining business line and support function policies and procedures addressing compliance requirements, including...

We are seeking a highly skilled Compliance Officer to join our team at One Ten Associates in New York. This is a broad generalised compliance role with full exposure across the business.The ideal candidate will have buy-side experience, either working within a hedge fund or regulatory consultancy. Strong control room/code of ethics experience is...

Job SummaryAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. The successful candidate will be responsible for ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key Responsibilities:Monitor and...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Societe Generale. As a Compliance Officer, you will be responsible for providing advice and guidance on compliance matters to our business lines, ensuring that our activities are conducted in accordance with relevant laws and regulations.Key Responsibilities:Provide...

Job Title: Compliance OfficerBrookfield Asset Management is seeking a highly motivated and detail-oriented Compliance Officer to join its team in New York. The successful candidate will be responsible for supporting the compliance program focused on the marketing and wholesale distribution of our products on a global basis.Key...

Job Title: Compliance OfficerMillennium Management Corp is seeking a highly skilled Compliance Officer to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the Firm's global Quantitative Trading Compliance program is effective and compliant with regulatory requirements.Key Responsibilities:Assist in the...

Compliance Expert Sought for Front Office SupportSocial Capital Resources, a leading financial institution, is seeking a seasoned Compliance professional to join their team in Midtown, Manhattan.Key Responsibilities:Develop and implement compliance initiatives, processes, and controls to mitigate risks and ensure regulatory adherence.Maintain and update...

Compliance Expert Sought by Social Capital ResourcesAbout the Role:We are seeking a seasoned Compliance professional to join our team at Social Capital Resources. As a Vice President of Compliance, you will play a critical role in supporting our Front Office in implementing and executing compliance initiatives, processes, and controls that manage compliance...

Compliance and Regulatory Affairs ManagerIQ-EQ is a leading service provider to the alternative asset industry, offering a comprehensive range of services to hedge fund, private equity fund, and mutual fund managers. Our team of experts works closely with clients to ensure compliance with regulatory requirements and industry best practices.Key...

Job Title: Compliance Officer - International Compliance SpecialistAbout Us: Glencore is a leading integrated producer and marketer of commodities that industries around the world need.Job Summary: We are seeking a Compliance Officer to implement the corporate compliance program in our relevant offices and operations in the region.Key...

Senior Compliance ProfessionalWe are seeking a highly skilled and experienced Senior Compliance Professional to join our team at Cardea Group. As a key member of our compliance team, you will play a critical role in ensuring that our firm's compliance program is robust and effective in addressing evolving regulatory requirements and changes in the...

Glencore, a leading global commodities producer and marketer, is seeking a highly skilled Compliance Officer to join its team.The ideal candidate will have a strong background in compliance, risk management, and corporate governance, with experience in implementing and maintaining effective compliance programs.Key responsibilities will include adapting...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TD Bank. As a Compliance Officer, you will be responsible for ensuring that our business practices and operations comply with relevant laws and regulations.Key Responsibilities:Execute the annual Compliance testing and monitoring planLead testing engagements, sometimes...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at Paths Management Services, LLC. As a Compliance Analyst, you will play a critical role in ensuring compliance with federal, state, and local regulations related to affordable housing.Key Responsibilities:Conduct on-site compliance reviews to ensure protocols are in...

Job DescriptionPaths Management Services, LLC is seeking a highly skilled Compliance Specialist to join our team. As a Compliance Specialist, you will play a critical role in ensuring that our company's compliance protocols are in place and that our residents are certified and recertified in accordance with federal, state, and local agency requirements.Key...

About UsPiermont Bank is a pioneering digital commercial bank that has revolutionized the banking industry since its inception in 2019. Our mission is to provide an unparalleled banking experience that seamlessly blends the best of traditional banking with the agility of fintechs. At Piermont, we are driven by a purpose to create and deliver innovative...

Senior Associate/VP Compliance – (New York, NY):Our client, a leading asset manager with over $40B in AUM, is seeking an experienced compliance professional to join their team. As part of a collaborative and supportive environment, this new hire will report into the Chief Compliance Officer, providing comprehensive support for the compliance program in...

Job OverviewPaths Management Services, LLC is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring compliance with federal, state, and local regulations, as well as maintaining accurate and up-to-date records.Key Responsibilities:Conduct on-site compliance reviews to ensure protocols...

Job Title: Compliance SpecialistESRA Management is seeking a highly organized and detail-oriented Compliance Specialist to join our team. As a Compliance Specialist, you will be responsible for ensuring compliance with all applicable laws, regulations, and industry standards across our portfolio of residential properties.Key Responsibilities:Monitor and...

Job SummaryThe Compliance Specialist will assist in achieving quality compliance with the requirements of the WSFSSH's external funders and regulators, thereby safeguarding WSFSSH's assets and income streams, and meeting WSFSSH's high standards for excellence in this sphere. The Compliance Specialist will interact extensively with both external stakeholders...