Ad Compliance Manager

1 week ago

Minneapolis, Minnesota, United States TEKsystems Full time
Job Title: Ad Review Compliance Manager

As a key member of our team, you will play a vital role in ensuring the integrity and regulatory compliance of all advertising and marketing materials. Your expertise will be instrumental in upholding the highest standards of advertising compliance, aligning with industry regulations and internal policies.

Key Responsibilities:
  • Develop, implement, and manage advertising compliance policies and procedures in accordance with FINRA, SEC, and other relevant regulations.
  • Review and approve advertising and marketing materials to ensure compliance with industry guidelines and internal policies.
  • Provide guidance and training to internal teams, including marketing, sales, and legal departments, on advertising compliance requirements.
  • Stay current with changes in financial industry regulations and update compliance policies as needed.
  • Collaborate with external legal counsel and regulatory agencies as necessary to address compliance issues and inquiries.
  • Monitor and track advertising campaigns, keeping detailed records and documentation of compliance efforts.
  • Conduct periodic audits and reviews to identify and rectify potential compliance violations.
  • Manage and lead a team of compliance professionals, providing guidance, training, and performance evaluations.
  • Collaborate with the company's legal and risk management departments to ensure consistency in compliance standards.
  • Prepare and submit necessary reports and compliance documentation to regulatory agencies.
Qualifications:
  • Bachelor's degree from a four-year college or university, preferably in Finance, Economics, Business Administration, or related field.
  • A minimum of 5 years of experience in advertising compliance within the financial services industry, preferably at a broker/dealer firm.
  • Series 7 and 24 required (active or inactive, expired won't work).
  • Strong knowledge of FINRA and SEC regulations, as well as industry best practices in advertising compliance.
  • Exceptional attention to detail, analytical skills, and the ability to interpret complex regulatory requirements.
  • Strong communication skills to work with advisors, vendors, and internal teams and the ability to collaborate across departments.
  • Leadership and team management experience.
  • Proficiency in relevant software and compliance tools.
  • Proven ability to work independently, meet deadlines, and adapt to a fast-paced and changing regulatory environment.

About TEKsystems:

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

  • Marketing Manager

    1 week ago

    Minneapolis, Minnesota, United States Best Buy Full time

    About the RoleWe're seeking a talented Marketing Manager - Ads to join our team at Best Buy. As a key member of our marketing team, you'll be responsible for developing and executing a comprehensive marketing strategy to drive business growth and category expansion.Key ResponsibilitiesDevelop and deliver a clear marketing strategy to drive business growth...

  • Compliance Manager

    17 hours ago

    Minneapolis, Minnesota, United States Jack Link's Full time

    Job Title: Supplier Compliance ManagerAt Jack Link's, we're committed to delivering high-quality products while ensuring the highest standards of food safety and quality. As our Supplier Compliance Manager, you'll play a critical role in achieving this goal.Job SummaryThe Supplier Compliance Manager is responsible for overseeing the entire supply chain,...

  • Advertising Compliance Manager

    3 weeks ago

    Minneapolis, Minnesota, United States TEKsystems Full time

    Job SummaryTEKsystems is seeking a highly skilled Advertising Compliance Manager to join our team. As a key member of our compliance team, you will play a crucial role in upholding the integrity and regulatory compliance of all advertising and marketing materials.Key Responsibilities:Develop and Implement Advertising Compliance Policies: Create, implement,...

  • Advertising Compliance Manager

    2 weeks ago

    Minneapolis, Minnesota, United States TEKsystems Full time

    Job SummaryTEKsystems is seeking a highly skilled Advertising Compliance Manager to join our team. As a key member of our compliance team, you will play a critical role in ensuring the integrity and regulatory compliance of all advertising and marketing materials.Key Responsibilities:Develop, implement, and manage advertising compliance policies and...

  • Senior Compliance Specialist

    3 weeks ago

    Minneapolis, Minnesota, United States Medtronic Full time

    About the RoleMedtronic is seeking a highly skilled Compliance Specialist to join our team. As a key member of our Compliance function, you will play a critical role in ensuring the accuracy and completeness of our transparency reporting.Key ResponsibilitiesCompile, review, correct, and submit certifications and transparency disclosures to state and federal...

  • GAL Manager

    4 days ago

    Minneapolis, Minnesota, United States MN Guardian ad Litem Board Full time

    About the RoleWe are seeking a highly skilled and experienced GAL Manager to join our team in the 4th Judicial District. As a GAL Manager, you will be responsible for providing direct and indirect supervision to GAL staff and volunteers, ensuring the effective implementation of the GAL program in the district.Key ResponsibilitiesProvide direct and indirect...

  • Fleet Compliance Manager

    6 days ago

    Minneapolis, Minnesota, United States Sonepar Full time

    Fleet & Safety Compliance SpecialistViking Electric is seeking a highly skilled Fleet & Safety Compliance Specialist to join our team. As a key member of our operations team, you will be responsible for ensuring compliance with Department of Transportation (DOT) regulations, managing our fleet of vehicles, and implementing safety training programs.Key...

  • Fleet Compliance Manager

    3 weeks ago

    Minneapolis, Minnesota, United States Sonepar Full time

    Fleet & Safety Compliance Specialist Job DescriptionViking Electric is seeking a highly skilled Fleet & Safety Compliance Specialist to join our team. As a key member of our operations team, you will be responsible for ensuring compliance with Department of Transportation (DOT) regulations, managing our fleet of vehicles, and overseeing safety training...

  • Compliance Program Manager

    2 weeks ago

    Minneapolis, Minnesota, United States Tactile Medical Full time

    Job SummaryWe are seeking a highly skilled Senior Compliance Specialist to join our team at Tactile Medical. The successful candidate will play a critical role in the ongoing progression and maintenance of our corporate compliance and accreditation program.Key ResponsibilitiesDevelop and enhance compliance training programs, including training communications...

  • Regulatory Compliance Risk Manager

    5 days ago

    Minneapolis, Minnesota, United States Grant Thornton Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Risk Manager to join our team at Grant Thornton. As a key member of our Compliance and Risk Management team, you will play a critical role in ensuring our clients' compliance with regulatory requirements and mitigating risk.Key ResponsibilitiesDevelop and implement compliance programs to...

  • Marketing Compliance Specialist

    4 weeks ago

    Minneapolis, Minnesota, United States Luminate Bank Full time

    Job OverviewSalary: $70,000 to $75,000 per yearAt Luminate Bank, we understand that our Operations team is essential to delivering an exceptional experience for our clients. Our robust operational systems are designed to equip every role with the necessary tools for success. Our diverse operations teams, including Processing, Underwriting, Funding, Post...

  • Advertising Compliance Oversight Manager

    1 month ago

    Minneapolis, Minnesota, United States TEKsystems Full time

    Advertising Compliance Oversight ManagerWe are seeking a skilled Manager of Advertising Compliance Oversight at TEKsystems. In this pivotal role, you will play an essential part in maintaining the integrity and compliance of all promotional and marketing content. We are looking for a driven professional with analytical skills and a comprehensive...

  • Senior Environmental Compliance Manager

    1 month ago

    Minneapolis, Minnesota, United States Apogee Enterprises Full time

    Company OverviewApogee Enterprises, Inc., a prominent name in the architectural products and services sector, has been a leader since its inception in 1949. Headquartered in Minneapolis, MN, we specialize in providing high-performance glass and acrylic solutions for commercial buildings, focusing on energy efficiency and aesthetic appeal. With a robust...

  • Fleet Compliance Manager

    1 week ago

    Minneapolis, Minnesota, United States Sonepar Full time

    Fleet & Safety Compliance SpecialistPlease review the full job posting to understand the expected qualifications for this role.Viking ElectricFleet/Safety Compliance SpecialistMinneapolis, MNThe Fleet/Safety Compliance Specialist will be responsible for Viking Electric's transportation operations, including 3rd party logistics, DOT compliance, vehicle...

  • Tax Compliance Manager

    1 month ago

    Minneapolis, Minnesota, United States Jobot Full time

    Taxation Leadership | CPA Tax Manager | Flexible Work EnvironmentThis position is hosted by Jobot.Salary: $140,000 - $175,000 annuallyAbout Us:We are among the fastest expanding and most reputable accounting firms in the region, providing an exciting opportunity to be part of our growth journey. As we expand, you will advance your career with increased...

  • Compliance Risk Manager

    3 weeks ago

    Minneapolis, Minnesota, United States Certifi, Inc. Full time

    Job SummaryCertifi, Inc. is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key ResponsibilitiesDevelop, implement, and oversee policies, procedures, software, and control systems to meet regulatory,...

  • Tax Compliance Manager

    1 month ago

    Minneapolis, Minnesota, United States Jobot Full time

    Taxation Leadership | CPA Tax Consultant | Flexible Work EnvironmentThis opportunity is hosted by Jobot.Salary Range: $140,000 - $175,000 annuallyAbout Us:As one of the fastest-growing and most reputable accounting firms in the region, we provide an exciting opportunity to be part of a dynamic and thriving environment. We are committed to your professional...

  • Global Supply Chain Compliance Manager

    3 weeks ago

    Minneapolis, Minnesota, United States Jack Link's Full time

    Job Description**Job Summary**The Global Supply Chain Compliance Manager is responsible for overseeing the overall direction, coordination, and evaluation of all supplier compliance as it relates to achieving overall Food Safety and Quality Initiatives. This is a relationship-driven position both internally and externally.Key Responsibilities:Manage all...

  • Fleet Compliance Manager

    3 days ago

    Minneapolis, Minnesota, United States Sonepar Full time

    Fleet & Safety Compliance SpecialistViking Electric is seeking a highly skilled Fleet & Safety Compliance Specialist to join our team. As a key member of our operations team, you will be responsible for ensuring compliance with all relevant regulations and laws related to transportation and safety.Key Responsibilities:Develop and implement a comprehensive...

  • Tax Manager

    5 days ago

    Minneapolis, Minnesota, United States Copeland Buhl Full time

    Job OpportunityAt Copeland Buhl, we are seeking a highly skilled Tax Manager to join our team. As a Tax Manager, you will play a critical role in ensuring the firm's quality standards are met, and deliverables adhere to firm policies. Your technical expertise will be essential in reviewing complex business and individual tax returns, sharing knowledge with...