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Senior Surveillance Professional

2 months ago


Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time
Job Title: Senior Surveillance Professional

Sumitomo Mitsui Banking Corp. is seeking a highly skilled Senior Surveillance Professional to join our Market Surveillance team in the Americas. As a key member of our team, you will be responsible for monitoring and analyzing market activity to identify potential market abuse risks.

Key Responsibilities:
  • Review and investigate trade surveillance alerts and exception reports to identify potential market abuse risks.
  • Collaborate with front office personnel and other stakeholders to ensure a holistic response to detected risks.
  • Stay up-to-date with current regulatory issues and rule changes to ensure compliance with relevant laws and regulations.
  • Support the development and implementation of strategic surveillance controls to mitigate market abuse risks.
Requirements:
  • 7+ years of experience in financial services, with a focus on securities business.
  • Strong knowledge of regulatory agencies' rules and regulations, as well as market abuse typologies.
  • Proficiency in trade surveillance tools and platforms, including Bloomberg BTCA and Actimize.
  • Advanced skills in Microsoft Word, Excel, and PowerPoint.
What We Offer:

As a Senior Surveillance Professional at Sumitomo Mitsui Banking Corp., you will have the opportunity to work with a talented team of professionals in a dynamic and fast-paced environment. We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.

We are an equal employment opportunity employer and welcome applications from diverse candidates. If you are a motivated and experienced professional looking to join a leading financial institution, please submit your application.